GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $40.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
–
Holders Change %
0%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$490K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$460K
3
FIMG
Financial & Investment Management Group
Michigan
+$336K
4
MML Investors Services
MML Investors Services
Massachusetts
+$177K
5
LCM
Landscape Capital Management
New Jersey
+$154K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$541K
2
Morgan Stanley
Morgan Stanley
New York
-$376K
3
DA
Doliver Advisors
Texas
-$304K
4
BI
Bulldog Investors
New Jersey
-$304K
5
Lazard Asset Management
Lazard Asset Management
New York
-$84.2K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.1M -$376K -30,836 -3%
Bank of America
2
Bank of America
North Carolina
$4.36M +$126K +10,328 +3%
RJA
3
Raymond James & Associates
Florida
$4.22M +$490K +40,165 +13%
CA
4
Cornerstone Advisors
North Carolina
$2.79M +$102K +8,363 +4%
FAAS
5
First Allied Advisory Services
California
$1.73M -$3.53K -289 -0.2%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.55M -$84.2K -6,900 -5%
SFS
7
Shaker Financial Services
Virginia
$1.39M -$541K -44,360 -28%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.33M -$23.3K -1,908 -2%
MC
9
Matisse Capital
Oregon
$1.22M – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.2M +$26.9K +2,205 +2%
GCIA
11
Gabelli & Co Investment Advisers
New York
$961K – – –
LCM
12
Landscape Capital Management
New Jersey
$926K +$154K +12,629 +20%
PMG
13
Private Management Group
California
$843K -$35.4K -2,905 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$766K +$460K +37,685 +150%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$706K +$22.8K +1,875 +3%
CCP
16
Cardan Capital Partners
Colorado
$590K +$24.8K +2,037 +4%
CL
17
CSS LLC
Illinois
$567K – – –
GI
18
GAMCO Investors
Connecticut
$458K -$16.4K -1,342 -3%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$429K +$3.43K +281 +0.8%
WAM
20
Wolverine Asset Management
Illinois
$403K +$49.8K +4,084 +14%
MML Investors Services
21
MML Investors Services
Massachusetts
$371K +$177K +14,540 +92%
FIMG
22
Financial & Investment Management Group
Michigan
$336K +$336K +27,525 New
KAM
23
Knightsbridge Asset Management
California
$170K +$6.1K +500 +4%
Wells Fargo
24
Wells Fargo
California
$163K -$15.1K -1,240 -8%
6M
25
6 Meridian
Kansas
$153K -$9.26K -760 -6%
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