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GGZ

Gabelli Global Small and Mid-Cap Value Trust

53 hedge funds and large institutions have $41.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

34% more capital invested

Capital invested by funds: $30.8M → $41.3M (+$10.5M)

29% more funds holding

Funds holding: 4153 (+12)

12.01% more ownership

Funds ownership: 29.87%41.88% (+12%)

Holders
53
Holders Change
+12
Holders Change %
+29.27%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
21
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.9M +$3.18M +250,745 +30%
Bank of America
2
Bank of America
North Carolina
$4.11M +$1.85M +146,252 +83%
RJA
3
Raymond James & Associates
Florida
$3.65M +$1.18M +93,254 +48%
CA
4
Cornerstone Advisors
North Carolina
$1.88M +$519K +40,917 +38%
FAAS
5
First Allied Advisory Services
California
$1.86M +$1.63M +128,897 +765%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.72M +$411K +32,407 +31%
MC
7
Matisse Capital
Oregon
$1.41M -$990K -78,071 -41%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.41M +$844K +66,546 +151%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.24M +$569K +44,909 +85%
SFS
10
Shaker Financial Services
Virginia
$1.19M +$158K +12,466 +15%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.11M +$312K +24,627 +39%
GCIA
12
Gabelli & Co Investment Advisers
New York
$1M +$330K +26,055 +49%
KAM
13
Knightsbridge Asset Management
California
$948K +$212K +16,742 +29%
PMG
14
Private Management Group
California
$925K -$2.22K -175 -0.2%
HSBC Holdings
15
HSBC Holdings
United Kingdom
$657K +$654K +51,580 New
BFM
16
Boothbay Fund Management
New York
$652K +$649K +51,183 New
CL
17
CSS LLC
Illinois
$593K +$225K +17,750 +62%
LCM
18
Landscape Capital Management
New Jersey
$586K +$207K +16,327 +55%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$403K +$68.4K +5,398 +21%
BI
20
Bulldog Investors
New Jersey
$356K +$354K +27,953 New
GI
21
GAMCO Investors
Connecticut
$305K +$71.2K +5,614 +31%
WAM
22
Weiss Asset Management
Massachusetts
$229K +$228K +17,945 New
Wells Fargo
23
Wells Fargo
California
$210K +$18.3K +1,444 +10%
SIA
24
Sit Investment Associates
Minnesota
$204K +$203K +15,979 New
6M
25
6 Meridian
Kansas
$185K +$184K +14,490 New

GGZ Hedge Fund Activity: Q4 2017 in Review

53 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2017, worth a combined $41.3M — up 34% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GGZ positions and 5 closed out — a net gain of 12 holders — while 21 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.18M. The largest seller was Matisse Capital, cutting an estimated $990K.

  • 53 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2017, up from 41 in Q3 2017.
  • Funds reported $41.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2017, up 34% quarter-over-quarter.
  • 17 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2017 and 5 closed out, a net change of +12 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2017 was Morgan Stanley, an estimated $3.18M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2017 was Matisse Capital, an estimated $990K sold.

Based on aggregated 13F filings for Q4 2017.