GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $41.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
53
Holders Change
+12
Holders Change %
+29.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
21
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$13.9M
2
Bank of America
2
Bank of America
North Carolina
$4.11M
3
FAAS
3
First Allied Advisory Services
California
$1.86M
4
RJA
4
Raymond James & Associates
Florida
$3.65M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.41M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$1.41M
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
WAM
3
Wolverine Asset Management
Illinois
$28K
4
1CP
4
1607 Capital Partners
Virginia
$0
5
TDC
5
Thompson Davis & Co
Virginia
$25K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.9M 1,094,421 +250,745 +30%
Bank of America
2
Bank of America
North Carolina
$4.11M 322,419 +146,252 +83%
RJA
3
Raymond James & Associates
Florida
$3.65M 286,729 +93,254 +48%
CA
4
Cornerstone Advisors
North Carolina
$1.88M 147,811 +40,917 +38%
FAAS
5
First Allied Advisory Services
California
$1.86M 145,740 +128,897 +765%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.72M 135,322 +32,407 +31%
MC
7
Matisse Capital
Oregon
$1.41M 111,005 -78,071 -41%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.41M 110,718 +66,546 +151%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.24M 97,608 +44,909 +85%
SFS
10
Shaker Financial Services
Virginia
$1.19M 93,116 +12,466 +15%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.11M 87,202 +24,627 +39%
GCIA
12
Gabelli & Co Investment Advisers
New York
$1M 78,828 +26,055 +49%
KAM
13
Knightsbridge Asset Management
California
$948K 74,376 +16,742 +29%
PMG
14
Private Management Group
California
$925K 72,644 -175 -0.2%
HSBC Holdings
15
HSBC Holdings
United Kingdom
$657K 51,580 +51,580 New
BFM
16
Boothbay Fund Management
New York
$652K 51,183 +51,183 New
CL
17
CSS LLC
Illinois
$593K 46,504 +17,750 +62%
LCM
18
Landscape Capital Management
New Jersey
$586K 45,969 +16,327 +55%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$403K 31,653 +5,398 +21%
BI
20
Bulldog Investors
New Jersey
$356K 27,953 +27,953 New
GI
21
GAMCO Investors
Connecticut
$305K 23,929 +5,614 +31%
WAM
22
Weiss Asset Management
Massachusetts
$229K 17,945 +17,945 New
Wells Fargo
23
Wells Fargo
California
$210K 16,406 +1,444 +10%
SIA
24
Sit Investment Associates
Minnesota
$204K 15,979 +15,979 New
6M
25
6 Meridian
Kansas
$185K 14,490 +14,490 New
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