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GGZ

Gabelli Global Small and Mid-Cap Value Trust

35 hedge funds and large institutions have $17.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

0.45% less ownership

Funds ownership: 21.3%20.86% (-0.45%)

8% less funds holding

Funds holding: 3835 (-3)

15% less capital invested

Capital invested by funds: $21M → $17.7M (-$3.25M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
14
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.6M -$623K -54,902 -13%
Morgan Stanley
2
Morgan Stanley
New York
$3.09M -$222K -19,546 -6%
PMG
3
Private Management Group
California
$2.34M +$83.5K +7,352 +3%
Wells Fargo
4
Wells Fargo
California
$1.04M -$257K -22,659 -17%
UBS Group
5
UBS Group
Switzerland
$884K +$24.4K +2,149 +2%
GCIA
6
Gabelli & Co Investment Advisers
New York
$828K
RJA
7
Raymond James & Associates
Florida
$793K -$81K -7,131 -8%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$729K +$33.7K +2,967 +4%
SI
9
Stephens Inc
Arkansas
$515K +$110K +9,710 +22%
SFS
10
Shaker Financial Services
Virginia
$504K +$443K +38,999 +281%
CA
11
Cornerstone Advisors
North Carolina
$495K +$201K +17,744 +52%
CL
12
CSS LLC
Illinois
$429K
RJFSA
13
Raymond James Financial Services Advisors
Florida
$353K -$113K -9,971 -21%
1WA
14
180 Wealth Advisors
Washington
$325K +$91.3K +8,042 +31%
GI
15
GAMCO Investors
Connecticut
$322K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$306K +$20.5K +1,803 +6%
APA
17
American Portfolios Advisors
New York
$268K -$173K -15,231 -35%
SWM
18
Silverlake Wealth Management
Vermont
$244K +$96.8K +8,529 +50%
WAM
19
Wolverine Asset Management
Illinois
$227K +$156K +13,739 +136%
PAG
20
Private Advisor Group
New Jersey
$151K +$44.3K +3,900 +33%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$123K -$18.1K -1,595 -11%
AA
22
Ancora Advisors
Ohio
$48K
Osaic Holdings
23
Osaic Holdings
Arizona
$34K +$1.19K +105 +3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$26K
IA
25
IFP Advisors
Florida
$15K

GGZ Hedge Fund Activity: Q3 2022 in Review

35 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2022, worth a combined $17.7M — down 15% from $21M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GGZ and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 14 added.

The largest buyer was Shaker Financial Services, adding an estimated $443K. The largest seller was Bank of America, cutting an estimated $623K.

  • 35 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2022, down from 38 in Q2 2022.
  • Funds reported $17.7M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2022, down 15% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2022 and 5 closed out, a net change of -3 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2022 was Shaker Financial Services, an estimated $443K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2022 was Bank of America, an estimated $623K sold.

Based on aggregated 13F filings for Q3 2022.