GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

35 hedge funds and large institutions have $17.7M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
14
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$504K
2
CA
2
Cornerstone Advisors
North Carolina
$495K
3
WAM
3
Wolverine Asset Management
Illinois
$227K
4
SI
4
Stephens Inc
Arkansas
$515K
5
SWM
5
Silverlake Wealth Management
Vermont
$244K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$3.6M
2
SKK
2
Shepherd Kaplan Krochuk
Massachusetts
$0
3
Wells Fargo
3
Wells Fargo
California
$1.05M
4
Morgan Stanley
4
Morgan Stanley
New York
$3.09M
5
APA
5
American Portfolios Advisors
New York
$268K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$3.6M 377,745 -54,902 -13%
Morgan Stanley
2
Morgan Stanley
New York
$3.09M 324,424 -19,546 -6%
PMG
3
Private Management Group
California
$2.34M 245,561 +7,352 +3%
Wells Fargo
4
Wells Fargo
California
$1.05M 109,696 -22,659 -17%
UBS Group
5
UBS Group
Switzerland
$884K 92,721 +2,149 +2%
GCIA
6
Gabelli & Co Investment Advisers
New York
$828K 86,856 – –
RJA
7
Raymond James & Associates
Florida
$793K 83,205 -7,131 -8%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$729K 76,473 +2,967 +4%
SI
9
Stephens Inc
Arkansas
$515K 54,079 +9,710 +22%
SFS
10
Shaker Financial Services
Virginia
$504K 52,897 +38,999 +281%
CA
11
Cornerstone Advisors
North Carolina
$495K 51,931 +17,744 +52%
CL
12
CSS LLC
Illinois
$429K 44,965 – –
RJFSA
13
Raymond James Financial Services Advisors
Florida
$353K 37,018 -9,971 -21%
1WA
14
180 Wealth Advisors
Washington
$325K 34,091 +8,042 +31%
GI
15
GAMCO Investors
Connecticut
$322K 33,830 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$306K 32,089 +1,803 +6%
APA
17
American Portfolios Advisors
New York
$268K 28,120 -15,231 -35%
SWM
18
Silverlake Wealth Management
Vermont
$244K 25,585 +8,529 +50%
WAM
19
Wolverine Asset Management
Illinois
$227K 23,831 +13,739 +136%
PAG
20
Private Advisor Group
New Jersey
$151K 15,865 +3,900 +33%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$123K 13,005 -1,595 -11%
AA
22
Ancora Advisors
Ohio
$48K 5,000 – –
Osaic Holdings
23
Osaic Holdings
Arizona
$34K 3,615 +105 +3%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$26K 2,820 – –
IA
25
IFP Advisors
Florida
$15K 1,300 – –
1
2