GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $40.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-2
Holders Change %
-3.64%
% of All Funds
1.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$372K
2
Bank of America
Bank of America
North Carolina
+$324K
3
RJA
Raymond James & Associates
Florida
+$307K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$304K
5
LCM
Landscape Capital Management
New Jersey
+$193K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$212K
2
UBS Group
UBS Group
Switzerland
-$154K
3
Geode Capital Management
Geode Capital Management
Massachusetts
-$59.4K
4
MC
Matisse Capital
Oregon
-$58.2K
5
KAM
Knightsbridge Asset Management
California
-$46.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.4M -$212K -17,519 -2%
Bank of America
2
Bank of America
North Carolina
$4.21M +$324K +26,750 +8%
RJA
3
Raymond James & Associates
Florida
$3.7M +$307K +25,340 +9%
CA
4
Cornerstone Advisors
North Carolina
$2.68M +$192K +15,873 +8%
SFS
5
Shaker Financial Services
Virginia
$1.92M +$372K +30,705 +24%
FAAS
6
First Allied Advisory Services
California
$1.71M -$14.5K -1,197 -0.8%
Lazard Asset Management
7
Lazard Asset Management
New York
$1.63M -$12.1K -1,000 -0.7%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.34M -$19.3K -1,596 -1%
MC
9
Matisse Capital
Oregon
$1.21M -$58.2K -4,800 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.17M +$105K +8,696 +10%
GCIA
11
Gabelli & Co Investment Advisers
New York
$955K – – –
PMG
12
Private Management Group
California
$873K -$5.86K -483 -0.7%
LCM
13
Landscape Capital Management
New Jersey
$767K +$193K +15,949 +34%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$679K -$59.4K -4,906 -8%
CL
15
CSS LLC
Illinois
$563K – – –
CCP
16
Cardan Capital Partners
Colorado
$562K +$9.24K +762 +2%
GI
17
GAMCO Investors
Connecticut
$471K +$181K +14,938 +62%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$423K -$18.1K -1,492 -4%
WAM
19
Wolverine Asset Management
Illinois
$351K -$4.53K -374 -1%
DA
20
Doliver Advisors
Texas
$304K -$24K -1,980 -7%
BI
21
Bulldog Investors
New Jersey
$304K -$7.6K -627 -2%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$304K +$304K +25,115 New
MML Investors Services
23
MML Investors Services
Massachusetts
$192K +$44.3K +3,667 +30%
Wells Fargo
24
Wells Fargo
California
$177K -$4.38K -361 -2%
KAM
25
Knightsbridge Asset Management
California
$163K -$46.1K -3,800 -22%
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