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GGZ

Gabelli Global Small and Mid-Cap Value Trust

41 hedge funds and large institutions have $30.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $28.7M → $30.8M (+$2.1M)

0.09% more ownership

Funds ownership: 29.78%29.87% (+0.09%)

5% less funds holding

Funds holding: 4341 (-2)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.2M -$5.25K -413 -0%
RJA
2
Raymond James & Associates
Florida
$2.56M -$4.85K -382 -0.2%
MC
3
Matisse Capital
Oregon
$2.5M +$35.4K +2,788 +1%
Bank of America
4
Bank of America
North Carolina
$2.33M -$58.2K -4,581 -3%
CA
5
Cornerstone Advisors
North Carolina
$1.41M +$157K +12,389 +13%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.36M
SFS
7
Shaker Financial Services
Virginia
$1.07M +$233K +18,371 +29%
PMG
8
Private Management Group
California
$963K +$41.9K +3,300 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$827K -$1.51K -119 -0.2%
FIMG
10
Financial & Investment Management Group
Michigan
$820K -$31.8K -2,507 -4%
KAM
11
Knightsbridge Asset Management
California
$762K -$127K -10,006 -15%
GCIA
12
Gabelli & Co Investment Advisers
New York
$698K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$697K +$2.54K +200 +0.4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$583K +$90.7K +7,143 +19%
WAM
15
Wolverine Asset Management
Illinois
$544K -$76.1K -5,988 -13%
LCM
16
Landscape Capital Management
New Jersey
$392K +$64.2K +5,051 +21%
1CP
17
1607 Capital Partners
Virginia
$384K -$3.81K -300 -1%
CL
18
CSS LLC
Illinois
$380K
RJFSA
19
Raymond James Financial Services Advisors
Florida
$347K -$175K -13,750 -34%
GI
20
GAMCO Investors
Connecticut
$242K
FAAS
21
First Allied Advisory Services
California
$224K -$56.4K -4,440 -21%
Wells Fargo
22
Wells Fargo
California
$198K +$11.2K +881 +6%
UBS Group
23
UBS Group
Switzerland
$150K +$12.6K +994 +10%
TDC
24
Thompson Davis & Co
Virginia
$90K -$15.3K -1,202 -15%
NSIM
25
North Star Investment Management
Illinois
$15K -$1.02K -80 -7%

GGZ Hedge Fund Activity: Q3 2017 in Review

41 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2017, worth a combined $30.8M — up 7.3% from $28.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GGZ and 2 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 11 added.

The largest buyer was Shaker Financial Services, adding an estimated $233K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $175K.

  • 41 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2017, down from 43 in Q2 2017.
  • Funds reported $30.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2017, up 7.3% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2017 and 4 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2017 was Shaker Financial Services, an estimated $233K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2017 was Raymond James Financial Services Advisors, an estimated $175K sold.

Based on aggregated 13F filings for Q3 2017.