GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

41 hedge funds and large institutions have $30.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
11
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.07M
2
CA
2
Cornerstone Advisors
North Carolina
$1.41M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$583K
4
LCM
4
Landscape Capital Management
New Jersey
$392K
5
PMG
5
Private Management Group
California
$963K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$347K
2
KAM
2
Knightsbridge Asset Management
California
$762K
3
WAM
3
Wolverine Asset Management
Illinois
$544K
4
Bank of America
4
Bank of America
North Carolina
$2.33M
5
FAAS
5
First Allied Advisory Services
California
$224K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.2M 843,676 -413 -0%
RJA
2
Raymond James & Associates
Florida
$2.56M 193,475 -382 -0.2%
MC
3
Matisse Capital
Oregon
$2.5M 189,076 +2,788 +1%
Bank of America
4
Bank of America
North Carolina
$2.33M 176,167 -4,581 -3%
CA
5
Cornerstone Advisors
North Carolina
$1.41M 106,894 +12,389 +13%
Lazard Asset Management
6
Lazard Asset Management
New York
$1.36M 102,915 – –
SFS
7
Shaker Financial Services
Virginia
$1.07M 80,650 +18,371 +29%
PMG
8
Private Management Group
California
$963K 72,819 +3,300 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$827K 62,575 -119 -0.2%
FIMG
10
Financial & Investment Management Group
Michigan
$820K 61,996 -2,507 -4%
KAM
11
Knightsbridge Asset Management
California
$762K 57,634 -10,006 -15%
GCIA
12
Gabelli & Co Investment Advisers
New York
$698K 52,773 – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$697K 52,699 +200 +0.4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$583K 44,172 +7,143 +19%
WAM
15
Wolverine Asset Management
Illinois
$544K 41,217 -5,988 -13%
LCM
16
Landscape Capital Management
New Jersey
$392K 29,642 +5,051 +21%
1CP
17
1607 Capital Partners
Virginia
$384K 29,077 -300 -1%
CL
18
CSS LLC
Illinois
$380K 28,754 – –
RJFSA
19
Raymond James Financial Services Advisors
Florida
$347K 26,255 -13,750 -34%
GI
20
GAMCO Investors
Connecticut
$242K 18,315 – –
FAAS
21
First Allied Advisory Services
California
$224K 16,843 -4,440 -21%
Wells Fargo
22
Wells Fargo
California
$198K 14,962 +881 +6%
UBS Group
23
UBS Group
Switzerland
$150K 11,365 +994 +10%
TDC
24
Thompson Davis & Co
Virginia
$90K 6,798 -1,202 -15%
NSIM
25
North Star Investment Management
Illinois
$15K 1,102 -80 -7%
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