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GGZ

Gabelli Global Small and Mid-Cap Value Trust

34 hedge funds and large institutions have $36.2M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

1% more capital invested

Capital invested by funds: $35.8M → $36.2M (+$404K)

0.37% more ownership

Funds ownership: 24.13%24.5% (+0.37%)

6% less funds holding

Funds holding: 3634 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
14
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$7.02M +$241K +15,173 +4%
Bank of America
2
Bank of America
North Carolina
$6.28M +$932K +58,573 +17%
Morgan Stanley
3
Morgan Stanley
New York
$5.12M +$44K +2,767 +0.9%
PMG
4
Private Management Group
California
$3M -$28.6K -1,799 -0.9%
Wells Fargo
5
Wells Fargo
California
$2.19M +$115K +7,224 +6%
MC
6
Matisse Capital
Oregon
$1.92M -$1.13M -71,273 -37%
UBS Group
7
UBS Group
Switzerland
$1.45M -$5.08K -319 -0.3%
GCIA
8
Gabelli & Co Investment Advisers
New York
$1.38M
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.17M +$16.8K +1,053 +1%
CA
10
Cornerstone Advisors
North Carolina
$1.05M -$405K -25,445 -28%
SFS
11
Shaker Financial Services
Virginia
$1.01M +$356K +22,354 +55%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$817K +$182K +11,432 +29%
CL
13
CSS LLC
Illinois
$812K -$31.8K -2,000 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$697K +$35.8K +2,249 +5%
GI
15
GAMCO Investors
Connecticut
$539K
SI
16
Stephens Inc
Arkansas
$405K -$8.35K -525 -2%
APA
17
American Portfolios Advisors
New York
$404K +$9.94K +625 +3%
PAG
18
Private Advisor Group
New Jersey
$338K +$101K +6,325 +42%
1WA
19
180 Wealth Advisors
Washington
$243K -$2.86K -180 -1%
FIA
20
FNY Investment Advisers
New York
$142K +$142K +8,936 New
AA
21
Ancora Advisors
Ohio
$80K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$44K
Osaic Holdings
23
Osaic Holdings
Arizona
$39K +$22K +1,381 +123%
NSIM
24
North Star Investment Management
Illinois
$7K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$5K

GGZ Hedge Fund Activity: Q3 2021 in Review

34 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q3 2021, worth a combined $36.2M — up 1.1% from $35.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of GGZ and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.

The largest buyer was Bank of America, adding an estimated $932K. The largest seller was Matisse Capital, cutting an estimated $1.13M.

  • 34 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q3 2021, down from 36 in Q2 2021.
  • Funds reported $36.2M of Gabelli Global Small and Mid-Cap Value Trust stock for Q3 2021, up 1.1% quarter-over-quarter.
  • 2 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q3 2021 and 3 closed out, a net change of -1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q3 2021 was Bank of America, an estimated $932K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q3 2021 was Matisse Capital, an estimated $1.13M sold.

Based on aggregated 13F filings for Q3 2021.