GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

34 hedge funds and large institutions have $36.2M invested in Gabelli Global Small and Mid-Cap Value Trust in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
14
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$6.28M
2
SFS
2
Shaker Financial Services
Virginia
$1.01M
3
RJA
3
Raymond James & Associates
Florida
$7.02M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$817K
5
FIA
5
FNY Investment Advisers
New York
$142K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$1.92M
2
CA
2
Cornerstone Advisors
North Carolina
$1.05M
3
CL
3
CSS LLC
Illinois
$812K
4
PMG
4
Private Management Group
California
$3M
5
ASN
5
Advisory Services Network
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.02M 440,878 +15,173 +4%
Bank of America
2
Bank of America
North Carolina
$6.28M 394,193 +58,573 +17%
Morgan Stanley
3
Morgan Stanley
New York
$5.12M 321,638 +2,767 +0.9%
PMG
4
Private Management Group
California
$3M 188,477 -1,799 -0.9%
Wells Fargo
5
Wells Fargo
California
$2.19M 137,389 +7,224 +6%
MC
6
Matisse Capital
Oregon
$1.92M 120,674 -71,273 -37%
UBS Group
7
UBS Group
Switzerland
$1.45M 90,981 -319 -0.3%
GCIA
8
Gabelli & Co Investment Advisers
New York
$1.38M 86,856 – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.17M 73,654 +1,053 +1%
CA
10
Cornerstone Advisors
North Carolina
$1.05M 65,816 -25,445 -28%
SFS
11
Shaker Financial Services
Virginia
$1.01M 63,280 +22,354 +55%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$817K 51,311 +11,432 +29%
CL
13
CSS LLC
Illinois
$812K 50,995 -2,000 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$697K 43,726 +2,249 +5%
GI
15
GAMCO Investors
Connecticut
$539K 33,830 – –
SI
16
Stephens Inc
Arkansas
$405K 25,449 -525 -2%
APA
17
American Portfolios Advisors
New York
$404K 25,353 +625 +3%
PAG
18
Private Advisor Group
New Jersey
$338K 21,240 +6,325 +42%
1WA
19
180 Wealth Advisors
Washington
$243K 14,966 -180 -1%
FIA
20
FNY Investment Advisers
New York
$142K 8,936 +8,936 New
AA
21
Ancora Advisors
Ohio
$80K 5,000 – –
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$44K 2,820 – –
Osaic Holdings
23
Osaic Holdings
Arizona
$39K 2,502 +1,381 +123%
NSIM
24
North Star Investment Management
Illinois
$7K 450 – –
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$5K 337 – –
1
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