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GGZ

Gabelli Global Small and Mid-Cap Value Trust

37 hedge funds and large institutions have $25.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

46% more capital invested

Capital invested by funds: $17.7M → $25.8M (+$8.13M)

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

6% more funds holding

Funds holding: 3537 (+2)

4.94% more ownership

Funds ownership: 20.86%25.8% (+4.9%)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
Atlas Wealth
Ohio
$6.83M +$6.64M +608,780 New
Morgan Stanley
2
Morgan Stanley
New York
$4.43M +$772K +70,830 +22%
Bank of America
3
Bank of America
North Carolina
$3.11M -$1.1M -100,494 -27%
PMG
4
Private Management Group
California
$2.84M +$79K +7,247 +3%
UBS Group
5
UBS Group
Switzerland
$1M -$39K -3,577 -4%
RJA
6
Raymond James & Associates
Florida
$955K +$21.2K +1,947 +2%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$835K -$22.5K -2,061 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$812K +$439K +40,251 +125%
SI
9
Stephens Inc
Arkansas
$772K +$161K +14,735 +27%
Wells Fargo
10
Wells Fargo
California
$750K -$467K -42,851 -39%
1WA
11
180 Wealth Advisors
Washington
$521K +$85.3K +7,830 +23%
CL
12
CSS LLC
Illinois
$512K +$7.02K +644 +1%
CA
13
Cornerstone Advisors
North Carolina
$497K -$83.2K -7,634 -15%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$403K -$12.1K -1,106 -3%
Osaic Holdings
15
Osaic Holdings
Arizona
$372K +$321K +29,434 +814%
GI
16
GAMCO Investors
Connecticut
$354K -$24.5K -2,244 -7%
SWM
17
Silverlake Wealth Management
Vermont
$307K +$19.6K +1,799 +7%
WAM
18
Wolverine Asset Management
Illinois
$262K -$5.36K -492 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$142K -$3.18K -292 -2%
AA
20
Ancora Advisors
Ohio
$56K
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$31K
IA
22
IFP Advisors
Florida
$15K -$545 -50 -4%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$6.25K
SPIA
24
Steward Partners Investment Advisory
New York
$6.11K +$5.93K +544 New
NSIM
25
North Star Investment Management
Illinois
$5.05K

GGZ Hedge Fund Activity: Q4 2022 in Review

37 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2022, worth a combined $25.8M — up 46% from $17.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GGZ positions and 3 closed out — a net gain of 3 holders — while 11 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $772K. The largest seller was Bank of America, cutting an estimated $1.1M.

  • 37 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2022, up from 35 in Q3 2022.
  • Funds reported $25.8M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2022, up 46% quarter-over-quarter.
  • 6 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2022 and 3 closed out, a net change of +3 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2022 was Morgan Stanley, an estimated $772K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2022 was Bank of America, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2022.