GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $13.8M invested in Gabelli Global Small and Mid-Cap Value Trust in 2014 Q2 according to their latest regulatory filings, with 53 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
53
Holders Change
+53
Holders Change %
–
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
53
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.6M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$1.33M
3
Wells Fargo
3
Wells Fargo
California
$1.22M
4
Cohen & Steers
4
Cohen & Steers
New York
$997K
5
Bank of America
5
Bank of America
North Carolina
$915K

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.6M 427,576 +427,576 New
Lazard Asset Management
2
Lazard Asset Management
New York
$1.33M 123,321 +123,321 New
Wells Fargo
3
Wells Fargo
California
$1.22M 113,627 +113,627 New
Cohen & Steers
4
Cohen & Steers
New York
$997K 92,467 +92,467 New
Bank of America
5
Bank of America
North Carolina
$915K 85,093 +85,093 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$633K 58,806 +58,806 New
GI
7
GAMCO Investors
Connecticut
$623K 57,992 +57,992 New
Invesco
8
Invesco
Georgia
$492K 45,802 +45,802 New
PWP
9
Private Wealth Partners
California
$440K 40,925 +40,925 New
JWM
10
Jacobus Wealth Management
Wisconsin
$369K 34,291 +34,291 New
VFS
11
VSR Financial Services
Kansas
$330K 30,699 +30,699 New
RJA
12
Raymond James & Associates
Florida
$304K 28,289 +28,289 New
U
13
UBS
Switzerland
$299K 27,800 +27,800 New
CL
14
CSS LLC
Illinois
$177K 16,431 +16,431 New
LPL Financial
15
LPL Financial
California
$169K 15,738 +15,738 New
1CP
16
1607 Capital Partners
Virginia
$159K 14,822 +14,822 New
SFS
17
Shaker Financial Services
Virginia
$149K 13,902 +13,902 New
FAAS
18
First Allied Advisory Services
California
$148K 13,853 +13,853 New
GC
19
Guggenheim Capital
Illinois
$119K 11,027 +11,027 New
WAM
20
Wolverine Asset Management
Illinois
$75K 6,986 +6,986 New
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$67K 6,258 +6,258 New
NSIM
22
North Star Investment Management
Illinois
$44K 4,085 +4,085 New
WRM
23
Westport Resources Management
Connecticut
$43K 3,992 +3,992 New
FNBT
24
FineMark National Bank & Trust
Florida
$24K 2,173 +2,173 New
Ameriprise
25
Ameriprise
Minnesota
$23K 2,147 +2,147 New
1
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