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GGZ

Gabelli Global Small and Mid-Cap Value Trust

43 hedge funds and large institutions have $31.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.03% less ownership

Funds ownership: 30.5%28.47% (-2%)

9% less funds holding

Funds holding: 4743 (-4)

14% less capital invested

Capital invested by funds: $37M → $31.9M (-$5.14M)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
12
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.98M -$192K -16,498 -2%
Bank of America
2
Bank of America
North Carolina
$3.82M -$511K -43,919 -12%
RJA
3
Raymond James & Associates
Florida
$3.71M -$668K -57,433 -15%
MC
4
Matisse Capital
Oregon
$2.25M -$317K -27,296 -12%
FAAS
5
First Allied Advisory Services
California
$1.52M
PMG
6
Private Management Group
California
$1.49M +$84.9K +7,302 +6%
LCM
7
Landscape Capital Management
New Jersey
$1.2M -$97.8K -8,409 -8%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.12M -$105K -8,992 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.04M -$1.08K -93 -0.1%
GCIA
10
Gabelli & Co Investment Advisers
New York
$937K +$11.1K +956 +1%
SFS
11
Shaker Financial Services
Virginia
$808K +$810K +69,603 New
CL
12
CSS LLC
Illinois
$581K
GI
13
GAMCO Investors
Connecticut
$560K +$123K +10,606 +28%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$553K +$4.38K +377 +0.8%
UBS Group
15
UBS Group
Switzerland
$473K +$419K +36,027 +765%
MML Investors Services
16
MML Investors Services
Massachusetts
$443K +$3.5K +301 +0.8%
Wells Fargo
17
Wells Fargo
California
$331K +$31.3K +2,689 +10%
Stifel Financial
18
Stifel Financial
Missouri
$242K +$50.4K +4,332 +26%
RTS
19
Round Table Services
New Jersey
$225K
6M
20
6 Meridian
Kansas
$182K +$11.5K +991 +7%
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$140K
KAM
22
Knightsbridge Asset Management
California
$131K -$25.6K -2,205 -16%
CFA
23
Carroll Financial Associates
North Carolina
$69K -$372 -32 -0.5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$19K +$3.4K +292 +22%
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$14K

GGZ Hedge Fund Activity: Q2 2019 in Review

43 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q2 2019, worth a combined $31.9M — down 14% from $37M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GGZ and 5 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $810K. The largest seller was Lazard Asset Management, exiting entirely with an estimated $1.42M sold.

  • 43 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q2 2019, down from 47 in Q1 2019.
  • Funds reported $31.9M of Gabelli Global Small and Mid-Cap Value Trust stock for Q2 2019, down 14% quarter-over-quarter.
  • 5 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q2 2019 and 7 closed out, a net change of -2 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q2 2019 was Shaker Financial Services, an estimated $810K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q2 2019 was Lazard Asset Management, an estimated $1.42M sold.

Based on aggregated 13F filings for Q2 2019.