GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

43 hedge funds and large institutions have $31.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
12
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$808K
2
UBS Group
UBS Group
Switzerland
+$418K
3
GI
GAMCO Investors
Connecticut
+$123K
4
PMG
Private Management Group
California
+$84.8K
5
Stifel Financial
Stifel Financial
Missouri
+$50.3K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$1.42M
2
RJA
Raymond James & Associates
Florida
-$667K
3
Bank of America
Bank of America
North Carolina
-$510K
4
MC
Matisse Capital
Oregon
-$317K
5
Morgan Stanley
Morgan Stanley
New York
-$192K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.98M -$192K -16,498 -2%
Bank of America
2
Bank of America
North Carolina
$3.82M -$510K -43,919 -12%
RJA
3
Raymond James & Associates
Florida
$3.72M -$667K -57,433 -15%
MC
4
Matisse Capital
Oregon
$2.25M -$317K -27,296 -12%
FAAS
5
First Allied Advisory Services
California
$1.52M – – –
PMG
6
Private Management Group
California
$1.49M +$84.8K +7,302 +6%
LCM
7
Landscape Capital Management
New Jersey
$1.2M -$97.6K -8,409 -8%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.12M -$104K -8,992 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.04M -$1.08K -93 -0.1%
GCIA
10
Gabelli & Co Investment Advisers
New York
$937K +$11.1K +956 +1%
SFS
11
Shaker Financial Services
Virginia
$808K +$808K +69,603 New
CL
12
CSS LLC
Illinois
$581K – – –
GI
13
GAMCO Investors
Connecticut
$560K +$123K +10,606 +28%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$553K +$4.37K +377 +0.8%
UBS Group
15
UBS Group
Switzerland
$473K +$418K +36,027 +765%
MML Investors Services
16
MML Investors Services
Massachusetts
$443K +$3.5K +301 +0.8%
Wells Fargo
17
Wells Fargo
California
$331K +$31.2K +2,689 +10%
Stifel Financial
18
Stifel Financial
Missouri
$242K +$50.3K +4,332 +26%
RTS
19
Round Table Services
New Jersey
$225K – – –
6M
20
6 Meridian
Kansas
$182K +$11.5K +991 +7%
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$140K – – –
KAM
22
Knightsbridge Asset Management
California
$131K -$25.5K -2,205 -16%
CFA
23
Carroll Financial Associates
North Carolina
$69K -$368 -32 -0.5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$19K +$3.43K +292 +22%
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$14K – – –
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