Stifel Financial’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

Stifel Financial’s Portfolio GGZ Stock Details GGZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-135,502	Closed	-$1.2M	–	2918
2020 Q2	$1.2M	Buy	135,502 +1,035	+0.8%	+$8.74K	﹤0.01%	1432
2020 Q1	$974K	Buy	134,467 +60,159	+81%	+$624K	﹤0.01%	1459
2019 Q4	$879K	Buy	74,308 +20,184	+37%	+$228K	﹤0.01%	1922
2019 Q3	$604K	Buy	54,124 +33,265	+159%	+$370K	﹤0.01%	2060
2019 Q2	$242K	Buy	20,859 +4,332	+26%	+$50.4K	﹤0.01%	2617
2019 Q1	$194K	Buy	16,527 +6,195	+60%	+$70.5K	﹤0.01%	2600
2018 Q4	$98K	Buy	+10,332	New	+$113K	﹤0.01%	2564

Other funds holding GGZ

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

Stifel Financial's GGZ Position: Q3 2020 in Review

Stifel Financial sold out of Gabelli Global Small and Mid-Cap Value Trust (GGZ) in Q3 2020, closing a stake of 135,502 shares — an estimated $1.2M sold.

Stifel Financial first reported a position in GGZ in Q4 2018 and held it in 7 quarters. The position peaked at $1.2M in Q2 2020. 36 funds tracked by Wall St. Rank hold GGZ as of Q3 2020.

Stifel Financial reported no remaining Gabelli Global Small and Mid-Cap Value Trust position as of Q3 2020 after selling out during the quarter.
Stifel Financial sold 135,502 Gabelli Global Small and Mid-Cap Value Trust shares in Q3 2020, an estimated $1.2M.
Stifel Financial first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q4 2018 and held it in 7 quarters.
Stifel Financial's Gabelli Global Small and Mid-Cap Value Trust position peaked at $1.2M in Q2 2020.
36 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q3 2020.

Based on Stifel Financial's 13F filing for Q3 2020, filed 16 Nov 2020.