Rockefeller Capital Management’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

Rockefeller Capital Management’s Portfolio GGZ Stock Details GGZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,820	Closed	-$40.7K	–	4732
2025 Q3	$40.7K	Buy	+2,820	New	+$39.4K	﹤0.01%	3010
2023 Q1	–	Sell	-2,820	Closed	-$31K	–	2733
2022 Q4	$31K	Hold	2,820	–	–	﹤0.01%	2613
2022 Q3	$26K	Hold	2,820	–	–	﹤0.01%	2653
2022 Q2	$31K	Hold	2,820	–	–	﹤0.01%	2495
2022 Q1	$39K	Hold	2,820	–	–	﹤0.01%	2413
2021 Q4	$44K	Hold	2,820	–	–	﹤0.01%	2273
2021 Q3	$44K	Hold	2,820	–	–	﹤0.01%	2194
2021 Q2	$45K	Hold	2,820	–	–	﹤0.01%	2126
2021 Q1	$41K	Hold	2,820	–	–	﹤0.01%	1968
2020 Q4	$36K	Buy	2,820 +1,820	+182%	+$20.6K	﹤0.01%	1786
2020 Q3	$10K	Hold	1,000	–	–	﹤0.01%	2008
2020 Q2	$9K	Buy	+1,000	New	+$8.44K	﹤0.01%	1921

Other funds holding GGZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

1WA

180 Wealth Advisors Federal Way, Washington $997M AUM 47.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

GatePass Capital Independence, Ohio $214M AUM 29.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Rockefeller Capital Management's GGZ Position: Q4 2025 in Review

Rockefeller Capital Management sold out of Gabelli Global Small and Mid-Cap Value Trust (GGZ) in Q4 2025, closing a stake of 2,820 shares — an estimated $40.7K sold.

Rockefeller Capital Management first reported a position in GGZ in Q2 2020 and held it in 12 quarters. The position peaked at $45K in Q2 2021. 47 funds tracked by Wall St. Rank hold GGZ as of Q4 2025.

Rockefeller Capital Management reported no remaining Gabelli Global Small and Mid-Cap Value Trust position as of Q4 2025 after selling out during the quarter.
Rockefeller Capital Management sold 2,820 Gabelli Global Small and Mid-Cap Value Trust shares in Q4 2025, an estimated $40.7K.
Rockefeller Capital Management first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q2 2020 and held it in 12 quarters.
Rockefeller Capital Management's Gabelli Global Small and Mid-Cap Value Trust position peaked at $45K in Q2 2021.
47 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q4 2025.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.