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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

41 hedge funds and large institutions have $34.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

13% more capital invested

Capital invested by funds: $30.2M → $34.3M (+$4.06M)

1.86% more ownership

Funds ownership: 28.17% → 30.03% (+1.9%)

0% more funds holding

Funds holding: 41 → 41 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$430K
2
UBS Group
UBS Group
Switzerland
+$366K
3
PAG
Private Advisor Group
New Jersey
+$262K
4
Stifel Financial
Stifel Financial
Missouri
+$228K
5
IAA
Independent Advisor Alliance
North Carolina
+$164K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.04M
2
SFS
Shaker Financial Services
Virginia
-$787K
3
LCM
Landscape Capital Management
New Jersey
-$294K
4
RJA
Raymond James & Associates
Florida
-$292K
5
Bank of America
Bank of America
North Carolina
-$240K
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$142K – – –
KAM
27
Knightsbridge Asset Management
California
$129K -$5.2K -460 -4%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$19K -$757 -67 -4%
WAP
29
Wealthcare Advisory Partners
Pennsylvania
$15K +$158 +14 +1%
NSIM
30
North Star Investment Management
Illinois
$9K – – –
AG
31
Advisor Group
Arizona
$7K +$5.01K +443 +282%
SFS
32
Sowell Financial Services
Arkansas
$4K – – –
SF
33
Synovus Financial
Georgia
$2K +$34 +3 +1%
SPIA
34
Steward Partners Investment Advisory
New York
$1K -$2.15K -190 -63%
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FCB
36
First Command Bank
Texas
$1K – – –
FCFS
37
First Command Financial Services
Texas
$1K – – –
US Bancorp
38
US Bancorp
Minnesota
$1K – – –
FWM
39
Focused Wealth Management
New York
$1K +$11 +1 +2%
QCIG
40
Quad-Cities Investment Group
Iowa
– -$3K -220 Closed
IBOK
41
Independence Bank of Kentucky
Kentucky
– -$1K -100 Closed
VCP
42
Verus Capital Partners
Arizona
– +$226 +20 New
1
2

GGZ Hedge Fund Activity: Q4 2019 in Review

41 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2019, worth a combined $34.3M — up 13% from $30.2M a quarter earlier.

Fund positioning in GGZ was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 20 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $430K. The largest seller was Morgan Stanley, cutting an estimated $1.04M.

  • 41 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $34.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2019, up 13% quarter-over-quarter.
  • 3 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2019 was Wolverine Asset Management, an estimated $430K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2019 was Morgan Stanley, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2019.