Ladenburg Thalmann Financial Services’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GGZ Stock Details GGZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19K	Sell	1,624 -67	-4%	-$757	﹤0.01%	4173
2019 Q3	$19K	Buy	1,691 +71	+4%	+$791	﹤0.01%	4067
2019 Q2	$19K	Buy	1,620 +292	+22%	+$3.4K	﹤0.01%	4078
2019 Q1	$16K	Sell	1,328 -66	-5%	-$751	﹤0.01%	4132
2018 Q4	$15K	Buy	1,394 +50	+4%	+$545	﹤0.01%	4033
2018 Q3	$16K	Buy	1,344 +20	+2%	+$245	﹤0.01%	4036
2018 Q2	$16K	Hold	1,324	–	–	﹤0.01%	3961
2018 Q1	$16K	Sell	1,324 -38	-3%	-$475	﹤0.01%	3961
2017 Q4	$17K	Buy	1,362 +301	+28%	+$3.82K	﹤0.01%	3886
2017 Q3	$14K	Buy	1,061 +163	+18%	+$2.07K	﹤0.01%	3887
2017 Q2	$11K	Buy	898 +164	+22%	+$1.95K	﹤0.01%	3947
2017 Q1	$9K	Buy	734 +30	+4%	+$332	﹤0.01%	4045
2016 Q4	$8K	Buy	704 +36	+5%	+$376	﹤0.01%	4005
2016 Q3	$8K	Buy	668 +163	+32%	+$1.75K	﹤0.01%	3936
2016 Q2	$5K	Sell	505 -26	-5%	-$272	﹤0.01%	4123
2016 Q1	$5K	Sell	531 -32	-6%	-$317	﹤0.01%	4067
2015 Q4	$5K	Buy	563 +43	+8%	+$444	﹤0.01%	4035
2015 Q3	$5K	Sell	520 -322	-38%	-$3.33K	﹤0.01%	3927
2015 Q2	$9K	Sell	842 -139	-14%	-$1.5K	﹤0.01%	3742
2015 Q1	$10K	Buy	981 +131	+15%	+$1.37K	﹤0.01%	3639
2014 Q4	$9K	Sell	850 -15	-2%	-$154	﹤0.01%	3469
2014 Q3	$9K	Buy	865 +411	+91%	+$4.32K	﹤0.01%	3152
2014 Q2	$5K	Buy	+454	New	+$4.97K	﹤0.01%	3374

Other funds holding GGZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GGZ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Gabelli Global Small and Mid-Cap Value Trust (GGZ) stake by 4% in Q4 2019, selling an estimated $757 and leaving 1,624 shares worth $19K. The position accounts for ﹤0.01% of the portfolio, ranked #4173.

Ladenburg Thalmann Financial Services first reported a position in GGZ in Q2 2014 and has held it in 23 quarters since. 41 funds tracked by Wall St. Rank hold GGZ as of Q4 2019.

Ladenburg Thalmann Financial Services held 1,624 shares of Gabelli Global Small and Mid-Cap Value Trust worth $19K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 67 Gabelli Global Small and Mid-Cap Value Trust shares in Q4 2019, an estimated $757.
Gabelli Global Small and Mid-Cap Value Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4173 holding.
Ladenburg Thalmann Financial Services first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q2 2014 and has held it in 23 quarters since.
41 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.