GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

45 hedge funds and large institutions have $17.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.09M
2
GCIA
2
Gabelli & Co Investment Advisers
New York
$543K
3
KAM
3
Knightsbridge Asset Management
California
$379K
4
RJA
4
Raymond James & Associates
Florida
$1.71M
5
RCM
5
Rivernorth Capital Management
Florida
$344K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$826K
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$8K
3
GI
3
GAMCO Investors
Connecticut
$173K
4
TSS
4
Two Sigma Securities
New York
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$8K +$5.22K +493 +188%
NSIM
27
North Star Investment Management
Illinois
$7K -$18K -1,817 -72%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$7K – – –
IA
29
IFP Advisors
Florida
$7K +$7K +714 New
AIG
30
American International Group
New York
$6K -$2.15K -228 -26%
PMFA
31
Plante Moran Financial Advisors
Michigan
$5K – – –
PFBT
32
Parkside Financial Bank & Trust
Missouri
$5K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$5K +$382 +43 +8%
BBHC
34
Brown Brothers Harriman & Co
New York
$4K – – –
Creative Planning
35
Creative Planning
Kansas
$3K -$600 -50 -17%
US Bancorp
36
US Bancorp
Minnesota
$3K – – –
MFS
37
MSI Financial Services
Massachusetts
$3K +$704 +61 +31%
WTC
38
WhitTier Trust Company
Nevada
$2K – – –
FCCM
39
First City Capital Management
Georgia
$1.25K – – –
FWM
40
Focused Wealth Management
New York
$1K – – –
DADC
41
D.A. Davidson & Co
Montana
$1K – – –
AIA
42
Allegis Investment Advisors
Idaho
$1K +$1K +66 New
TSS
43
Two Sigma Securities
New York
– -$117K -11,758 Closed
VKH
44
Virtu KCG Holdings
New York
– -$109K -10,973 Closed
GC
45
Guggenheim Capital
Illinois
– -$102K -10,294 Closed
CG
46
Colony Group
Massachusetts
– -$1K -138 Closed
MPWT
47
MassMutual Private Wealth & Trust
Connecticut
– -$1.02K -100 Closed
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