GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

44 hedge funds and large institutions have $31.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
12
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$16.2M
2
RJA
2
Raymond James & Associates
Florida
$1.41M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.25M
4
1CP
4
1607 Capital Partners
Virginia
$354K
5
RCM
5
Rivernorth Capital Management
Florida
$152K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
DA
2
Doliver Advisors
Texas
$0
3
AAM
3
Advisors Asset Management
Colorado
$59K
4
Invesco
4
Invesco
Georgia
$0
5
FIMG
5
Financial & Investment Management Group
Michigan
$730K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$8K -$333 -36 -4%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$7K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$5K -$3.1K -322 -38%
Citigroup
29
Citigroup
New York
$5K – – –
PMFA
30
Plante Moran Financial Advisors
Michigan
$5K – – –
BBHC
31
Brown Brothers Harriman & Co
New York
$4K – – –
TRCT
32
Tower Research Capital (TRC)
New York
$3K +$2.73K +238 +992%
Creative Planning
33
Creative Planning
Kansas
$3K +$3K +300 New
MFS
34
MSI Financial Services
Massachusetts
$2K -$482 -48 -19%
US Bancorp
35
US Bancorp
Minnesota
$2K – – –
FCCM
36
First City Capital Management
Georgia
$1.19K +$1.19K +120 New
MPWT
37
MassMutual Private Wealth & Trust
Connecticut
$1.02K +$1.02K +100 New
FWM
38
Focused Wealth Management
New York
$1K – – –
WTC
39
WhitTier Trust Company
Nevada
$1K – – –
DADC
40
D.A. Davidson & Co
Montana
$1K – – –
CG
41
Colony Group
Massachusetts
$1K +$1K +138 New
WAM
42
Wolverine Asset Management
Illinois
– -$147K -13,801 Closed
DA
43
Doliver Advisors
Texas
– -$147K -13,772 Closed
Invesco
44
Invesco
Georgia
– -$85K -7,976 Closed
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
– -$1K -100 Closed
MSFP
46
Mark Sheptoff Financial Planning
Connecticut
– -$1K -70 Closed
FNBT
47
FineMark National Bank & Trust
Florida
– -$1K -50 Closed
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