Gladstone Investment Corp
GAIN
78 hedge funds and large institutions have $74.6M invested in Gladstone Investment Corp in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 8 closing their positions.
138% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 8
59% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 17
33% more capital invested
Capital invested by funds: $56M → $74.6M (+$18.6M)
18% more call options, than puts
Call options by funds: $218K | Put options by funds: $184K
15% more funds holding
Funds holding: 68 → 78 (+10)
3.23% more ownership
Funds ownership: 13.93% → 17.16% (+3.2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$4.22M |
| 2 |
Marshall Wace
London,
United Kingdom
|
+$2.58M |
| 3 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
+$2.39M |
| 4 |
ECM
ExodusPoint Capital Management
New York
|
+$1.11M |
| 5 |
VanEck Associates
New York
|
+$952K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Investments
New York
|
-$968K |
| 2 |
VEA
Virtus ETF Advisers
New York
|
-$857K |
| 3 |
DC
Davenport & Co
Richmond,
Virginia
|
-$676K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$517K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$215K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IFAM
76
Institutional & Family Asset Management
Fort Collins,
Colorado
| $1K | +$14 | +1 | +2% |
|
|
CCA
77
Column Capital Advisors
Indianapolis,
Indiana
| $1K | +$1.12K | +83 | New |
|
78
Victory Capital Management
San Antonio,
Texas
| – | -$73K | -5,910 | Closed |
|
|
PO
79
Private Ocean
San Rafael,
California
| – | -$23K | -1,853 | Closed |
|
|
AIC
80
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$23K | -1,832 | Closed |
|
|
CAN
81
Claraphi Advisory Network
Aliso Viejo,
United States
| – | -$12K | -1,000 | Closed |
|
82
Simplex Trading
Chicago,
Illinois
| – | -$6.48K | -479 | Closed |
|
|
VRM
83
Vectors Research Management
New York
| – | -$1K | -100 | Closed |
|
84
Fidelity Investments
Boston,
Massachusetts
| – | +$108 | +8 | New |
|
GAIN Hedge Fund Activity: Q4 2019 in Review
78 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2019, worth a combined $74.6M — up 33% from $56M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new GAIN positions and 8 closed out — a net gain of 11 holders — while 27 added to existing stakes and 17 trimmed.
The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $4.22M. The largest seller was Two Sigma Investments, cutting an estimated $968K.
- 78 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2019, up from 68 in Q3 2019.
- Funds reported $74.6M of Gladstone Investment Corp stock for Q4 2019, up 33% quarter-over-quarter.
- 19 funds opened new Gladstone Investment Corp positions in Q4 2019 and 8 closed out, a net change of +11 holders.
- The largest Gladstone Investment Corp buyer in Q4 2019 was Arrowstreet Capital, an estimated $4.22M added.
- The largest Gladstone Investment Corp seller in Q4 2019 was Two Sigma Investments, an estimated $968K sold.
Based on aggregated 13F filings for Q4 2019.