Private Ocean’s Gladstone Investment Corp GAIN Stock Holding History

Private Ocean’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,853	Closed	-$23K	–	544
2019 Q3	$23K	Buy	+1,853	New	+$21.6K	0.01%	321

Other funds holding GAIN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Private Ocean's GAIN Position: Q4 2019 in Review

Private Ocean sold out of Gladstone Investment Corp (GAIN) in Q4 2019, closing a stake of 1,853 shares — an estimated $23K sold.

Private Ocean first reported a position in GAIN in Q3 2019 and held it in 1 quarter. The position peaked at $23K in Q3 2019. 78 funds tracked by Wall St. Rank hold GAIN as of Q4 2019.

Private Ocean reported no remaining Gladstone Investment Corp position as of Q4 2019 after selling out during the quarter.
Private Ocean sold 1,853 Gladstone Investment Corp shares in Q4 2019, an estimated $23K.
Private Ocean first reported a position in Gladstone Investment Corp in Q3 2019 and held it in 1 quarter.
Private Ocean's Gladstone Investment Corp position peaked at $23K in Q3 2019.
78 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2019.

Based on Private Ocean's 13F filing for Q4 2019, filed 5 Feb 2020.