Gladstone Investment Corp
GAIN
71 hedge funds and large institutions have $41.1M invested in Gladstone Investment Corp in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 17 closing their positions.
391% more call options, than puts
Call options by funds: $575K | Put options by funds: $117K
0% more first-time investments, than exits
New positions opened: 17 | Existing positions closed: 17
9% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 23
1% less funds holding
Funds holding: 72 → 71 (-1)
2.76% less ownership
Funds ownership: 16.04% → 13.28% (-2.8%)
61% less capital invested
Capital invested by funds: $105M → $41.1M (-$63.8M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PA
PFG Advisors
Phoenix,
Arizona
|
+$2.04M |
| 2 |
AM
Ares Management
Los Angeles,
California
|
+$1.86M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$1.39M |
| 4 |
DC
Davenport & Co
Richmond,
Virginia
|
+$592K |
| 5 |
Invesco
Atlanta,
Georgia
|
+$530K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CWM
Cornerstone Wealth Management
St. Peters,
Missouri
|
-$4.32M |
| 2 |
LSV Asset Management
Chicago,
Illinois
|
-$3.43M |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$2.37M |
| 4 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$1.72M |
| 5 |
LPL Financial
San Diego,
California
|
-$1.26M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AG
76
Aperio Group
Sausalito,
California
| – | -$127K | -11,075 | Closed |
|
77
Macquarie Group
Sydney, NSW 2000,
Australia
| – | -$46K | -4,000 | Closed |
|
|
DWM
78
Destination Wealth Management
Walnut Creek,
California
| – | -$40K | -3,500 | Closed |
|
|
RQS
79
Ramsey Quantitative Systems
Louisville,
Kentucky
| – | -$13K | -1,170 | Closed |
|
80
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$1K | -100 | Closed |
|
|
MIM
81
Macroview Investment Management
Bethesda,
Maryland
| – | -$1K | -100 | Closed |
|
|
IFAM
82
Institutional & Family Asset Management
Fort Collins,
Colorado
| – | +$10 | +1 | +2% |
|
|
GT
83
Glenmede Trust
Philadelphia,
Pennsylvania
| – | +$452 | +45 | New |
|
GAIN Hedge Fund Activity: Q4 2018 in Review
71 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2018, worth a combined $41.1M — down 61% from $105M a quarter earlier.
Fund positioning in GAIN was balanced in Q4 2018: 17 funds opened new positions, 17 closed out, 21 added to existing stakes and 23 trimmed.
The largest buyer was PFG Advisors, opening a new position worth an estimated $2.04M. The largest seller was Cornerstone Wealth Management, cutting an estimated $4.32M.
- 71 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2018, down from 72 in Q3 2018.
- Funds reported $41.1M of Gladstone Investment Corp stock for Q4 2018, down 61% quarter-over-quarter.
- 17 funds opened new Gladstone Investment Corp positions in Q4 2018 and 17 closed out, a net change of 0 holders.
- The largest Gladstone Investment Corp buyer in Q4 2018 was PFG Advisors, an estimated $2.04M added.
- The largest Gladstone Investment Corp seller in Q4 2018 was Cornerstone Wealth Management, an estimated $4.32M sold.
Based on aggregated 13F filings for Q4 2018.