Gladstone Investment Corp
GAIN
GAIN
80 hedge funds and large institutions have $92.1M invested in Gladstone Investment Corp in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.
New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
2.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
28
Reduced
22
Closed
10
Calls
–
Puts
$3K
Net Calls
-$3K
Net Calls Change
-$3K
Top Buyers
| 1 |
AL
AJO LP
Philadelphia,
Pennsylvania
|
+$6.84M |
| 2 |
JPMorgan Chase & Co
New York
|
+$4.43M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$3.36M |
| 4 |
SFM
Systematic Financial Management
Teaneck,
New Jersey
|
+$1.87M |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$1.06M |
Top Sellers
| 1 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$1.63M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
-$1.45M |
| 3 |
Millennium Management
New York
|
-$903K |
| 4 |
D.E. Shaw & Co
New York
|
-$823K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$701K |
| Name | Holding | Trade Value |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
NMIS
76
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
| $6K | +$6K | +750 | New |
|
|
PAM
77
Panagora Asset Management
Boston,
Massachusetts
| $3K | +$3K | +371 | New |
|
78
Dimensional Fund Advisors
Austin,
Texas
| $2K | +$2K | +284 | New |
|
79
Group One Trading
Chicago,
Illinois
| $1K | +$1K | +100 | New |
|
80
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $211 | +$8 | +924 | +4% |
|
|
BI
81
Bulldog Investors
Saddle Brook,
New Jersey
| – | -$1.63M | -202,214 | Closed |
|
|
82
D.E. Shaw & Co
New York
| – | -$823K | -102,114 | Closed |
|
|
83
Citadel Advisors
Miami,
Florida
| – | -$701K | -87,014 | Closed |
|
84
LPL Financial
San Diego,
California
| – | -$294K | -36,441 | Closed |
|
|
RFC
85
Russell Frank Company
Seattle,
Washington
| – | -$174K | -21,377 | Closed |
|
|
PP
86
Paloma Partners
Greenwich,
Connecticut
| – | -$92K | -11,409 | Closed |
|
87
Nomura Holdings
Tokyo,
Japan
| – | -$23K | -2,800 | Closed |
|
88
BNP Paribas Financial Markets
Paris,
France
| – | -$2.77K | -343 | Closed |
|
89
Envestnet Asset Management
Chicago,
Illinois
| – | -$2K | -290 | Closed |
|