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Gladstone Investment Corp
GAIN

Overview Fund Activity

68 hedge funds and large institutions have $37.1M invested in Gladstone Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
18
Reduced
24
Closed
13
Calls
$1.06M
Puts
$313K
Net Calls
+$750K
Net Calls Change
+$729K

Top Buyers

1
ADMI
Albert D. Mason Inc
Massachusetts
+$809K
2
IAIM
International Assets Investment Management
Florida
+$749K
3
SFI
Susquehanna Fundamental Investments
Pennsylvania
+$565K
4
Osaic Holdings
Osaic Holdings
Arizona
+$296K
5
Ameriprise
Ameriprise
Minnesota
+$247K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.18M
2
Invesco
Invesco
Georgia
-$626K
3
Two Sigma Investments
Two Sigma Investments
New York
-$610K
4
Morgan Stanley
Morgan Stanley
New York
-$473K
5
Marshall Wace
Marshall Wace
United Kingdom
-$460K
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
51
North Star Investment Management
Illinois
$46K – – –
Citigroup
52
Citigroup
New York
$43K -$1.8K -200 -4%
APA
53
American Portfolios Advisors
New York
$42.2K – – –
WAM
54
Wolverine Asset Management
Illinois
$40K +$40K +4,403 New
BFEC
55
Benjamin F. Edwards & Company
Missouri
$36K +$18K +2,000 +100%
WEC
56
Winslow Evans & Crocker
Massachusetts
$24K -$3.59K -400 -13%
TRCT
57
Tower Research Capital (TRC)
New York
$21K +$21K +2,307 New
Bank of America
58
Bank of America
North Carolina
$18K -$1.62K -168 -8%
FDCDDQ
59
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.7K – – –
JPMorgan Chase & Co
60
JPMorgan Chase & Co
New York
$9K – – –
PFS
61
Prospera Financial Services
Texas
$7K +$7K +800 New
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$5K – – –
SWM
63
Selective Wealth Management
Virginia
$3K – – –
CFGS
64
Concourse Financial Group Securities
Alabama
$1K – – –
VNA
65
Valley National Advisers
Pennsylvania
$1K – – –
CCA
66
Column Capital Advisors
Indiana
$1K – – –
PA
67
Parallel Advisors
California
$1K – – –
Arrowstreet Capital
68
Arrowstreet Capital
Massachusetts
– -$1.18M -115,278 Closed
Marshall Wace
69
Marshall Wace
United Kingdom
– -$460K -44,946 Closed
AR
70
Advisory Research
Illinois
– -$276K -26,982 Closed
Mariner
71
Mariner
Kansas
– -$204K -19,882 Closed
AG
72
Aperio Group
California
– -$171K -16,732 Closed
PPA
73
Parametric Portfolio Associates
Washington
– -$145K -14,180 Closed
QSS
74
Quantitative Systematic Strategies
Florida
– -$123K -11,967 Closed
DIA
75
Dana Investment Advisors
Wisconsin
– -$102K -10,000 Closed
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