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Gladstone Investment Corp

68 hedge funds and large institutions have $37.1M invested in Gladstone Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more call options, than puts

Call options by funds: $1.06M | Put options by funds: $313K

0.7% less ownership

Funds ownership: 12.99%12.28% (-0.7%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

1% less funds holding

Funds holding: 6968 (-1)

16% less capital invested

Capital invested by funds: $44M → $37.1M (-$6.87M)

25% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 24

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
18
Reduced
24
Closed
13
Calls
$1.06M
Puts
$313K
Net Calls
+$750K
Net Calls Change
+$729K
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
51
North Star Investment Management
Illinois
$46K
Citigroup
52
Citigroup
New York
$43K -$1.91K -200 -4%
APA
53
American Portfolios Advisors
New York
$42.2K
WAM
54
Wolverine Asset Management
Illinois
$40K +$42K +4,403 New
BFEC
55
Benjamin F. Edwards & Company
Missouri
$36K +$19.1K +2,000 +100%
WEC
56
Winslow Evans & Crocker
Massachusetts
$24K -$3.81K -400 -13%
TRCT
57
Tower Research Capital (TRC)
New York
$21K +$22K +2,307 New
Bank of America
58
Bank of America
North Carolina
$18K -$1.6K -168 -8%
FDCDDQ
59
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.7K
JP Morgan Chase
60
JP Morgan Chase
New York
$9K
PFS
61
Prospera Financial Services
Texas
$7K +$7.62K +800 New
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$5K
SWM
63
Selective Wealth Management
Virginia
$3K
CCA
64
Column Capital Advisors
Indiana
$1K
CFGS
65
Concourse Financial Group Securities
Alabama
$1K
PA
66
Parallel Advisors
California
$1K
VNA
67
Valley National Advisers
Pennsylvania
$1K
Arrowstreet Capital
68
Arrowstreet Capital
Massachusetts
-$1.18M -115,278 Closed
Marshall Wace
69
Marshall Wace
United Kingdom
-$460K -44,946 Closed
AR
70
Advisory Research
Illinois
-$276K -26,982 Closed
Mariner
71
Mariner
Kansas
-$204K -19,882 Closed
AG
72
Aperio Group
California
-$171K -16,732 Closed
PPA
73
Parametric Portfolio Associates
Washington
-$145K -14,180 Closed
QSS
74
Quantitative Systematic Strategies
Florida
-$123K -11,967 Closed
DIA
75
Dana Investment Advisors
Wisconsin
-$102K -10,000 Closed

GAIN Hedge Fund Activity: Q3 2020 in Review

68 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2020, worth a combined $37.1M — down 16% from $44M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 12 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 18 added.

The largest buyer was Albert D. Mason Inc, opening a new position worth an estimated $847K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $1.18M sold.

  • 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2020, down from 69 in Q2 2020.
  • Funds reported $37.1M of Gladstone Investment Corp stock for Q3 2020, down 16% quarter-over-quarter.
  • 12 funds opened new Gladstone Investment Corp positions in Q3 2020 and 13 closed out, a net change of -1 holder.
  • The largest Gladstone Investment Corp buyer in Q3 2020 was Albert D. Mason Inc, an estimated $847K added.
  • The largest Gladstone Investment Corp seller in Q3 2020 was Arrowstreet Capital, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2020.