PFS
GAIN icon

Prospera Financial Services’s Gladstone Investment Corp GAIN Stock Holding History

Prospera Financial Services’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-800
Closed -$11K – 1128
2022
Q2 		$11K Hold
800
– – ﹤0.01% 1321
2022
Q1 		$13K Buy
+800
New +$12.6K ﹤0.01% 1918
2020
Q4 		– Sell
-800
Closed -$7K – 1011
2020
Q3 		$7K Buy
+800
New +$7.62K ﹤0.01% 1202

Other funds holding GAIN

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
OF
Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Prospera Financial Services's GAIN Position: Q3 2022 in Review

Prospera Financial Services sold out of Gladstone Investment Corp (GAIN) in Q3 2022, closing a stake of 800 shares — an estimated $11K sold.

Prospera Financial Services first reported a position in GAIN in Q3 2020 and held it in 3 quarters. The position peaked at $13K in Q1 2022. 77 funds tracked by Wall St. Rank hold GAIN as of Q3 2022.

  • Prospera Financial Services reported no remaining Gladstone Investment Corp position as of Q3 2022 after selling out during the quarter.
  • Prospera Financial Services sold 800 Gladstone Investment Corp shares in Q3 2022, an estimated $11K.
  • Prospera Financial Services first reported a position in Gladstone Investment Corp in Q3 2020 and held it in 3 quarters.
  • Prospera Financial Services's Gladstone Investment Corp position peaked at $13K in Q1 2022.
  • 77 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q3 2022.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.