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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
–
Net Calls
+$131K
Net Calls Change
+$131K

Top Buyers

1
William Blair & Company
William Blair & Company
Illinois
+$666K
2
UBS Group
UBS Group
Switzerland
+$306K
3
Millennium Management
Millennium Management
New York
+$305K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$292K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$283K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$1.32M
2
GCP
GSA Capital Partners
United Kingdom
-$743K
3
Two Sigma Investments
Two Sigma Investments
New York
-$615K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$332K
5
VanEck Associates
VanEck Associates
New York
-$318K
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
51
North Star Investment Management
Illinois
$47K – – –
PCM
52
Prelude Capital Management
New York
$40K +$40K +4,200 New
Deutsche Bank
53
Deutsche Bank
Germany
$36K +$11.4K +1,200 +46%
Citigroup
54
Citigroup
New York
$31K – – –
IA
55
IFP Advisors
Florida
$21K +$256 +27 +1%
TSW
56
Thompson Siegel & Walmsley
Virginia
$16K +$16K +1,650 New
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$11K – – –
Bank of America
58
Bank of America
North Carolina
$11K – – –
AG
59
Advisor Group
Arizona
$8K +$1.57K +165 +24%
TRCT
60
Tower Research Capital (TRC)
New York
$7K +$5K +500 +250%
WEC
61
Winslow Evans & Crocker
Massachusetts
$5.46K +$957 +101 +21%
FDCDDQ
62
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.75K – – –
PCM
63
Penserra Capital Management
California
$4K -$419 -44 -9%
CG
64
Cutler Group
California
$3K +$855 +100 +40%
VFA
65
Valeo Financial Advisors
Indiana
$3K +$3K +350 New
CA
66
Corrado Advisors
New Jersey
– -$221K -23,486 Closed
OAM
67
Oxford Asset Management
United Kingdom
– -$191K -20,367 Closed
ARTA
68
A.R.T. Advisors
New York
– -$169K -18,000 Closed
CPP
69
Crow Point Partners
Massachusetts
– -$140K -15,000 Closed
Goldman Sachs
70
Goldman Sachs
New York
– -$105K -11,193 Closed
PSUF
71
People's United Financial
Connecticut
– -$25K -2,700 Closed
BBPWM
72
Blue Bell Private Wealth Management
Pennsylvania
– -$16K -1,650 Closed
TCOV
73
Trust Company of Vermont
Vermont
– -$6K -667 Closed
HR
74
Howe & Rusling
New York
– -$6K -650 Closed
AIM
75
Acrospire Investment Management
Illinois
– -$5K -505 Closed
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