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Gladstone Investment Corp

66 hedge funds and large institutions have $55.7M invested in Gladstone Investment Corp in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

0.71% less ownership

Funds ownership: 18.76%18.05% (-0.71%)

3% less capital invested

Capital invested by funds: $57.4M → $55.7M (-$1.64M)

7% less funds holding

Funds holding: 7166 (-5)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
19
Closed
13
Calls
$131K
Puts
Net Calls
+$131K
Net Calls Change
+$131K
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
51
North Star Investment Management
Illinois
$47K
PCM
52
Prelude Capital Management
New York
$40K +$39.5K +4,200 New
Deutsche Bank
53
Deutsche Bank
Germany
$36K +$11.3K +1,200 +46%
Citigroup
54
Citigroup
New York
$31K
IA
55
IFP Advisors
Florida
$21K +$254 +27 +1%
TSW
56
Thompson Siegel & Walmsley
Virginia
$16K +$15.5K +1,650 New
Bank of America
57
Bank of America
North Carolina
$11K
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$11K
AG
59
Advisor Group
Arizona
$8K +$1.55K +165 +24%
TRCT
60
Tower Research Capital (TRC)
New York
$7K +$4.7K +500 +250%
WEC
61
Winslow Evans & Crocker
Massachusetts
$5.46K +$949 +101 +21%
FDCDDQ
62
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.75K
PCM
63
Penserra Capital Management
California
$4K -$414 -44 -9%
CG
64
Cutler Group
California
$3K +$940 +100 +40%
VFA
65
Valeo Financial Advisors
Indiana
$3K +$3.29K +350 New
CA
66
Corrado Advisors
New Jersey
-$221K -23,486 Closed
OAM
67
Oxford Asset Management
United Kingdom
-$191K -20,367 Closed
ARTA
68
A.R.T. Advisors
New York
-$169K -18,000 Closed
CPP
69
Crow Point Partners
Massachusetts
-$140K -15,000 Closed
Goldman Sachs
70
Goldman Sachs
New York
-$105K -11,193 Closed
PSUF
71
People's United Financial
Connecticut
-$25K -2,700 Closed
BBPWM
72
Blue Bell Private Wealth Management
Pennsylvania
-$16K -1,650 Closed
TCOV
73
Trust Company of Vermont
Vermont
-$6K -667 Closed
HR
74
Howe & Rusling
New York
-$6K -650 Closed
AIM
75
Acrospire Investment Management
Illinois
-$5K -505 Closed

GAIN Hedge Fund Activity: Q3 2017 in Review

66 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2017, worth a combined $55.7M — down 2.9% from $57.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 10 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 25 added.

The largest buyer was William Blair & Company, opening a new position worth an estimated $659K. The largest seller was Advisors Asset Management, cutting an estimated $1.3M.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2017, down from 71 in Q2 2017.
  • Funds reported $55.7M of Gladstone Investment Corp stock for Q3 2017, down 2.9% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q3 2017 and 13 closed out, a net change of -3 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2017 was William Blair & Company, an estimated $659K added.
  • The largest Gladstone Investment Corp seller in Q3 2017 was Advisors Asset Management, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2017.