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Gladstone Investment Corp
GAIN

62 hedge funds and large institutions have $55.2M invested in Gladstone Investment Corp in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 18

10% more capital invested

Capital invested by funds: $50.3M → $55.2M (+$4.89M)

0.54% more ownership

Funds ownership: 19.63% → 20.17% (+0.54%)

6% less funds holding

Funds holding: 66 → 62 (-4)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
22
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$2.21M
2
UBS Group
UBS Group
Switzerland
+$1.19M
3
AIM
Advantage Investment Management
Iowa
+$1.08M
4
AAM
Advisors Asset Management
Colorado
+$482K
5
VanEck Associates
VanEck Associates
New York
+$464K

Top Sellers

Rank Fund Capital Flow
1
AG
Algert Global
California
-$1.57M
2
HIM
Hillsdale Investment Management
Ontario, Canada
-$527K
3
Morgan Stanley
Morgan Stanley
New York
-$506K
4
JP Morgan Chase
JP Morgan Chase
New York
-$476K
5
Two Sigma Investments
Two Sigma Investments
New York
-$185K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
51
Bank of America
North Carolina
$11K – – –
TCOV
52
Trust Company of Vermont
Vermont
$10K -$40.4K -4,532 -81%
PFGIA
53
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$891 +100 +10%
CG
54
Cutler Group
California
$8K – – –
IA
55
IFP Advisors
Florida
$8K +$4.45K +500 +133%
AG
56
Advisor Group
Arizona
$6K – – –
HR
57
Howe & Rusling
New York
$6K – – –
PCM
58
Prelude Capital Management
New York
$4K -$25.8K -2,900 -88%
PCM
59
Penserra Capital Management
California
$3K -$597 -67 -14%
Deutsche Bank
60
Deutsche Bank
Germany
$2K +$2.67K +300 New
AG
61
Algert Global
California
– -$1.57M -185,102 Closed
HIM
62
Hillsdale Investment Management
Ontario, Canada
– -$527K -62,300 Closed
TC
63
TFS Capital
Pennsylvania
– -$157K -18,508 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
64
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$131K -15,542 Closed
GH
65
GAM Holding
Switzerland
– -$118K -13,918 Closed
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
– -$10K -1,167 Closed
Creative Planning
67
Creative Planning
Kansas
– -$8K -1,000 Closed
NFG
68
Next Financial Group
Texas
– -$8K -930 Closed
TRCT
69
Tower Research Capital (TRC)
New York
– -$2K -292 Closed
1 2
3

GAIN Hedge Fund Activity: Q1 2017 in Review

62 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2017, worth a combined $55.2M — up 9.7% from $50.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GAIN and 7 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 22 added.

The largest buyer was BlackRock, opening a new position worth an estimated $2.21M. The largest seller was Algert Global, exiting entirely with an estimated $1.57M sold.

  • 62 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2017, down from 66 in Q4 2016.
  • Funds reported $55.2M of Gladstone Investment Corp stock for Q1 2017, up 9.7% quarter-over-quarter.
  • 7 funds opened new Gladstone Investment Corp positions in Q1 2017 and 9 closed out, a net change of -2 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2017 was BlackRock, an estimated $2.21M added.
  • The largest Gladstone Investment Corp seller in Q1 2017 was Algert Global, an estimated $1.57M sold.

Based on aggregated 13F filings for Q1 2017.