Gladstone Investment Corp
GAIN
55 hedge funds and large institutions have $54.8M invested in Gladstone Investment Corp in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 7 closing their positions.
0% more funds holding
Funds holding: 55 → 55 (0)
0% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 7
15% less capital invested
Capital invested by funds: $64.5M → $54.8M (-$9.79M)
36% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 22
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $75K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$530K |
| 2 |
VBA
Van Berkom & Associates
Montreal,
Quebec, Canada
|
+$454K |
| 3 |
HCS
Harvest Capital Strategies
San Francisco,
California
|
+$325K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$323K |
| 5 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$175K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$842K |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$733K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$644K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$581K |
| 5 |
Millennium Management
New York
|
-$319K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HF
51
Hoxton Financial
Shepherdstown,
West Virginia
| $2K | – | – | – |
|
52
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $11 | -$2.74K | -356 | -19% |
|
|
53
Citadel Advisors
Miami,
Florida
| – | -$581K | -73,049 | Closed |
|
|
AL
54
AJO LP
Philadelphia,
Pennsylvania
| – | -$203K | -25,570 | Closed |
|
|
CMBA
55
C.M. Bidwell & Associates
Honolulu,
Hawaii
| – | -$194K | -24,375 | Closed |
|
56
State Street
Boston,
Massachusetts
| – | -$96K | -12,100 | Closed |
|
|
CA
57
Cetera Advisors
Denver,
Colorado
| – | -$93K | -11,600 | Closed |
|
58
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$30K | -3,800 | Closed |
|
|
EWM
59
Evercore Wealth Management
New York
| – | -$12K | -1,551 | Closed |
|
60
US Bancorp
Minneapolis,
Minnesota
| – | +$46 | +6 | New |
|
|
PSI
61
Pinnacle Summer Investments
Fairfax,
Virginia
| – | +$94.4K | +12,275 | New |
|
GAIN Hedge Fund Activity: Q3 2015 in Review
55 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2015, worth a combined $54.8M — down 15% from $64.5M a quarter earlier.
Fund positioning in GAIN was balanced in Q3 2015: 7 funds opened new positions, 7 closed out, 14 added to existing stakes and 22 trimmed.
The largest buyer was Advisors Asset Management, adding an estimated $530K. The largest seller was Wells Fargo, cutting an estimated $842K.
- 55 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2015, unchanged from Q2 2015.
- Funds reported $54.8M of Gladstone Investment Corp stock for Q3 2015, down 15% quarter-over-quarter.
- 7 funds opened new Gladstone Investment Corp positions in Q3 2015 and 7 closed out, a net change of 0 holders.
- The largest Gladstone Investment Corp buyer in Q3 2015 was Advisors Asset Management, an estimated $530K added.
- The largest Gladstone Investment Corp seller in Q3 2015 was Wells Fargo, an estimated $842K sold.
Based on aggregated 13F filings for Q3 2015.