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Gladstone Investment Corp

69 hedge funds and large institutions have $44M invested in Gladstone Investment Corp in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $40.3M → $44M (+$3.73M)

4% more call options, than puts

Call options by funds: $562K | Put options by funds: $541K

2.42% less ownership

Funds ownership: 15.41%12.99% (-2.4%)

9% less funds holding

Funds holding: 7669 (-7)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

32% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 22

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
69
Holders Change
-7
Holders Change %
-9.21%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
17
Reduced
24
Closed
22
Calls
$562K
Puts
$541K
Net Calls
+$21K
Net Calls Change
+$145K
Name Holding Trade Value Shares
Change
Change in
Stake
Marshall Wace
26
Marshall Wace
United Kingdom
$460K -$2.09M -203,790 -82%
GAMC
27
Garner Asset Management Corp
Texas
$446K +$41 +4 +0%
ACS
28
Archford Capital Strategies
Illinois
$413K
AIM
29
Aigen Investment Management
New York
$409K +$66.4K +6,466 +19%
ECM
30
ExodusPoint Capital Management
New York
$409K +$410K +39,963 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$379K -$16.5K -1,610 -4%
VEA
32
Virtus ETF Advisers
New York
$366K -$1.49M -145,344 -80%
SWP
33
Stratos Wealth Partners
Ohio
$317K -$15.4K -1,500 -5%
Wells Fargo
34
Wells Fargo
California
$313K -$77.5K -7,553 -20%
Truist Financial
35
Truist Financial
North Carolina
$282K -$9.61K -936 -3%
AR
36
Advisory Research
Illinois
$276K
Creative Planning
37
Creative Planning
Kansas
$227K +$8.98K +875 +4%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$210K -$287 -28 -0.1%
Mariner
39
Mariner
Kansas
$204K +$204K +19,882 New
BAM
40
Belpointe Asset Management
Nevada
$198K +$199K +19,380 New
PP
41
Paloma Partners
Connecticut
$185K +$186K +18,090 New
AG
42
Aperio Group
California
$171K +$172K +16,732 New
PPA
43
Parametric Portfolio Associates
Washington
$145K -$49.6K -4,830 -25%
CRWM
44
Castle Rock Wealth Management
California
$129K
Canada Life
45
Canada Life
Manitoba, Canada
$126K +$12.7K +1,239 +11%
QSS
46
Quantitative Systematic Strategies
Florida
$123K +$123K +11,967 New
SAS
47
Stelac Advisory Services
New York
$114K +$114K +11,125 New
SFI
48
Susquehanna Fundamental Investments
Pennsylvania
$108K +$108K +10,500 New
DIA
49
Dana Investment Advisors
Wisconsin
$102K
CAN
50
Cetera Advisor Networks
California
$94K +$93.9K +9,148 New

GAIN Hedge Fund Activity: Q2 2020 in Review

69 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2020, worth a combined $44M — up 9.2% from $40.3M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of GAIN and 15 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, opening a new position worth an estimated $881K. The largest seller was Marshall Wace, cutting an estimated $2.09M.

  • 69 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2020, down from 76 in Q1 2020.
  • Funds reported $44M of Gladstone Investment Corp stock for Q2 2020, up 9.2% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q2 2020 and 22 closed out, a net change of -7 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2020 was LPL Financial, an estimated $881K added.
  • The largest Gladstone Investment Corp seller in Q2 2020 was Marshall Wace, an estimated $2.09M sold.

Based on aggregated 13F filings for Q2 2020.