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Gladstone Investment Corp
GAIN

Overview Fund Activity

78 hedge funds and large institutions have $74.6M invested in Gladstone Investment Corp in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+10
Holders Change %
+14.71%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
27
Reduced
17
Closed
8
Calls
$218K
Puts
$184K
Net Calls
+$34K
Net Calls Change
-$1.48M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$4.13M
2
Marshall Wace
Marshall Wace
United Kingdom
+$2.52M
3
DCM
Driehaus Capital Management
Illinois
+$2.34M
4
ECM
ExodusPoint Capital Management
New York
+$1.09M
5
VanEck Associates
VanEck Associates
New York
+$932K

Top Sellers

1
Two Sigma Investments
Two Sigma Investments
New York
-$947K
2
VEA
Virtus ETF Advisers
New York
-$839K
3
DC
Davenport & Co
Virginia
-$662K
4
UBS Group
UBS Group
Switzerland
-$506K
5
AAM
Advisors Asset Management
Colorado
-$211K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$674K +$41.4K +3,121 +7%
CWM
27
Cornerstone Wealth Management
Missouri
$657K -$25.6K -1,934 -4%
Two Sigma Investments
28
Two Sigma Investments
New York
$616K -$947K -71,528 -61%
GAMC
29
Garner Asset Management Corp
Texas
$601K -$3.95K -298 -0.7%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$597K -$21.6K -1,634 -3%
ACS
31
Archford Capital Strategies
Illinois
$541K -$1.33K -100 -0.2%
SWP
32
Stratos Wealth Partners
Ohio
$437K +$212 +16 +0%
VF
33
Virtu Financial
New York
$432K +$432K +32,577 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$427K +$24.8K +1,874 +6%
Wells Fargo
35
Wells Fargo
California
$417K +$61K +4,599 +17%
PPA
36
Parametric Portfolio Associates
Washington
$409K +$164K +12,347 +67%
AG
37
Aperio Group
California
$380K +$23.6K +1,781 +7%
Truist Financial
38
Truist Financial
North Carolina
$377K +$377K +28,383 New
AR
39
Advisory Research
Illinois
$360K -$138K -10,434 -28%
RJA
40
Raymond James & Associates
Florida
$343K -$17.2K -1,296 -5%
AIM
41
Aigen Investment Management
New York
$309K +$309K +23,291 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$278K – – –
Creative Planning
43
Creative Planning
Kansas
$270K -$1.99K -150 -0.7%
AG
44
Advisor Group
Arizona
$254K +$65.6K +4,923 +35%
EGA
45
Eagle Global Advisors
Texas
$248K – – –
CSS
46
Cubist Systematic Strategies
Connecticut
$248K +$248K +18,746 New
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$246K +$50.5K +3,819 +26%
Ameriprise
48
Ameriprise
Minnesota
$238K +$19.9K +1,504 +9%
DTL
49
Dynamic Technology Lab
Singapore
$234K +$234K +17,679 New
CAM
50
Concorde Asset Management
Michigan
$215K +$71.3K +5,396 +50%
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