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Gladstone Investment Corp
GAIN

59 hedge funds and large institutions have $46.7M invested in Gladstone Investment Corp in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

5% more funds holding

Funds holding: 56 → 59 (+3)

16% less capital invested

Capital invested by funds: $55.8M → $46.7M (-$9.1M)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
20
Closed
6
Calls
–
Puts
$1K
Net Calls
-$1K
Net Calls Change
+$75K

Top Buyers

Rank Fund Capital Flow
1
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$301K
2
Morgan Stanley
Morgan Stanley
New York
+$270K
3
Millennium Management
Millennium Management
New York
+$240K
4
JP Morgan Chase
JP Morgan Chase
New York
+$202K
5
DTL
Dynamic Technology Lab
Singapore
+$193K

Top Sellers

Rank Fund Capital Flow
1
VBA
Van Berkom & Associates
Quebec, Canada
-$4.72M
2
HIM
Hillsdale Investment Management
Ontario, Canada
-$634K
3
AAM
Advisors Asset Management
Colorado
-$514K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$239K
5
LSV Asset Management
LSV Asset Management
Illinois
-$170K
Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
26
Millennium Management
New York
$238K +$240K +33,900 New
JP Morgan Chase
27
JP Morgan Chase
New York
$221K +$202K +28,587 +1,024%
DTL
28
Dynamic Technology Lab
Singapore
$191K +$193K +27,281 New
Goldman Sachs
29
Goldman Sachs
New York
$160K +$86.8K +12,291 +117%
VKH
30
Virtu KCG Holdings
New York
$147K +$148K +20,879 New
YP
31
Yellowstone Partners
Idaho
$144K – – –
Citigroup
32
Citigroup
New York
$142K -$10.1K -1,432 -7%
PPA
33
Parametric Portfolio Associates
Washington
$134K -$35.9K -5,086 -21%
Citadel Advisors
34
Citadel Advisors
Florida
$132K +$133K +18,783 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$123K -$6.1K -863 -5%
SI
36
Sprott Inc
Ontario, Canada
$119K +$120K +17,000 New
RJA
37
Raymond James & Associates
Florida
$116K +$117K +16,490 New
Deutsche Bank
38
Deutsche Bank
Germany
$106K +$76.3K +10,792 +240%
Tudor Investment Corp
39
Tudor Investment Corp
Connecticut
$97K -$7.07K -1,000 -7%
Bank of America
40
Bank of America
North Carolina
$92K +$84.8K +12,000 +1,028%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$87K +$87.8K +12,419 New
SWP
42
Stratos Wealth Partners
Ohio
$79K +$3.53K +500 +5%
NSIM
43
North Star Investment Management
Illinois
$36K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$35K +$35.3K +5,000 New
AIG
45
American International Group
New York
$30K -$57.4K -8,122 -66%
AWMS
46
Advocacy Wealth Management Services
Georgia
$19K -$7.07K -1,000 -27%
PSUF
47
People's United Financial
Connecticut
$19K – – –
PI
48
PineBridge Investments
New York
$15K – – –
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$12K – – –
CG
50
Cutler Group
California
$10K -$10.6K -1,493 -51%
1
2
3

GAIN Hedge Fund Activity: Q1 2016 in Review

59 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2016, worth a combined $46.7M — down 16% from $55.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GAIN positions and 6 closed out — a net gain of 4 holders — while 14 added to existing stakes and 20 trimmed.

The largest buyer was D.E. Shaw & Co, adding an estimated $301K. The largest seller was Van Berkom & Associates, cutting an estimated $4.72M.

  • 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2016, up from 56 in Q4 2015.
  • Funds reported $46.7M of Gladstone Investment Corp stock for Q1 2016, down 16% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q1 2016 and 6 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2016 was D.E. Shaw & Co, an estimated $301K added.
  • The largest Gladstone Investment Corp seller in Q1 2016 was Van Berkom & Associates, an estimated $4.72M sold.

Based on aggregated 13F filings for Q1 2016.