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Gladstone Investment Corp

59 hedge funds and large institutions have $63.6M invested in Gladstone Investment Corp in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,445% more call options, than puts

Call options by funds: $340K | Put options by funds: $22K

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

16% more capital invested

Capital invested by funds: $54.7M → $63.6M (+$8.82M)

5% more funds holding

Funds holding: 5659 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
22
Reduced
15
Closed
8
Calls
$340K
Puts
$22K
Net Calls
+$318K
Net Calls Change
+$576K
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
26
State Street
Massachusetts
$399K -$699K -93,212 -63%
HCS
27
Harvest Capital Strategies
California
$347K +$352K +46,962 New
VKH
28
Virtu KCG Holdings
New York
$294K +$146K +19,531 +97%
DC
29
Deere & Company
Illinois
$273K -$54K -7,200 -16%
NCCM
30
Nine Chapters Capital Management
New Jersey
$266K -$34.5K -4,600 -11%
Creative Planning
31
Creative Planning
Kansas
$266K -$24.8K -3,305 -8%
Legal & General Group
32
Legal & General Group
United Kingdom
$201K -$11.7K -1,562 -5%
Tudor Investment Corp
33
Tudor Investment Corp
Connecticut
$158K -$6.15K -820 -4%
YP
34
Yellowstone Partners
Idaho
$155K +$18K +2,400 +13%
RCM
35
Rotella Capital Management
Washington
$151K +$154K +20,469 New
LPL Financial
36
LPL Financial
California
$128K +$129K +17,236 New
AQR Capital Management
37
AQR Capital Management
Connecticut
$117K
DTL
38
Dynamic Technology Lab
Singapore
$106K +$107K +14,327 New
PSI
39
Pinnacle Summer Investments
Virginia
$94K -$585 -78 -86%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$88K +$89.1K +11,877 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$86K +$20.3K +2,700 +30%
AIG
42
American International Group
New York
$84.5K +$2.66K +355 +3%
SWP
43
Stratos Wealth Partners
Ohio
$74K
Bank of America
44
Bank of America
North Carolina
$49K +$2.02K +270 +4%
NSIM
45
North Star Investment Management
Illinois
$38K
Deutsche Bank
46
Deutsche Bank
Germany
$33K -$3.75K -500 -10%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$28K +$28.5K +3,800 New
FANJ
48
Financial Architects (New Jersey)
New Jersey
$16K
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$15K
PI
50
PineBridge Investments
New York
$15K

GAIN Hedge Fund Activity: Q1 2015 in Review

59 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2015, worth a combined $63.6M — up 16% from $54.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GAIN positions and 8 closed out — a net gain of 3 holders — while 22 added to existing stakes and 15 trimmed.

The largest buyer was Talkot Capital, adding an estimated $1.28M. The largest seller was Advisors Asset Management, cutting an estimated $801K.

  • 59 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2015, up from 56 in Q4 2014.
  • Funds reported $63.6M of Gladstone Investment Corp stock for Q1 2015, up 16% quarter-over-quarter.
  • 11 funds opened new Gladstone Investment Corp positions in Q1 2015 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2015 was Talkot Capital, an estimated $1.28M added.
  • The largest Gladstone Investment Corp seller in Q1 2015 was Advisors Asset Management, an estimated $801K sold.

Based on aggregated 13F filings for Q1 2015.