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Gladstone Investment Corp
GAIN

Overview Fund Activity

59 hedge funds and large institutions have $63.6M invested in Gladstone Investment Corp in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+3
Holders Change %
+5.36%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
22
Reduced
15
Closed
8
Calls
$340K
Puts
$22K
Net Calls
+$318K
Net Calls Change
+$576K

Top Buyers

1
TC
Talkot Capital
California
$1.66M
2
WCM
Wedge Capital Management
North Carolina
$870K
3
HIM
Hillsdale Investment Management
Ontario, Canada
$747K
4
Two Sigma Advisers
Two Sigma Advisers
New York
$1.46M
5
IAM
ICM Asset Management
Washington
$604K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$9.78M
2
State Street
State Street
Massachusetts
$399K
3
PSI
Pinnacle Summer Investments
Virginia
$94K
4
Millennium Management
Millennium Management
New York
$569K
5
ST
Spot Trading
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
State Street
26
State Street
Massachusetts
$399K -$690K -93,212 -63%
HCS
27
Harvest Capital Strategies
California
$347K +$347K +46,962 New
VKH
28
Virtu KCG Holdings
New York
$294K +$144K +19,531 +97%
DC
29
Deere & Company
Illinois
$273K -$53.2K -7,200 -16%
NCCM
30
Nine Chapters Capital Management
New Jersey
$266K -$34K -4,600 -11%
Creative Planning
31
Creative Planning
Kansas
$266K -$24.4K -3,305 -8%
Legal & General Group
32
Legal & General Group
United Kingdom
$201K -$11.6K -1,562 -5%
Tudor Investment Corp
33
Tudor Investment Corp
Connecticut
$158K -$6.09K -820 -4%
YP
34
Yellowstone Partners
Idaho
$155K +$17.7K +2,400 +13%
RCM
35
Rotella Capital Management
Washington
$151K +$151K +20,469 New
LPL Financial
36
LPL Financial
California
$128K +$128K +17,236 New
AQR Capital Management
37
AQR Capital Management
Connecticut
$117K – – –
DTL
38
Dynamic Technology Lab
Singapore
$106K +$106K +14,327 New
PSI
39
Pinnacle Summer Investments
Virginia
$94K -$564K -78 -86%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$88K +$88K +11,877 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$86K +$20K +2,700 +30%
AIG
42
American International Group
New York
$84.5K +$2.63K +355 +3%
SWP
43
Stratos Wealth Partners
Ohio
$74K – – –
Bank of America
44
Bank of America
North Carolina
$49K +$1.99K +270 +4%
NSIM
45
North Star Investment Management
Illinois
$38K – – –
Deutsche Bank
46
Deutsche Bank
Germany
$33K -$3.67K -500 -10%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$28K +$28K +3,800 New
FANJ
48
Financial Architects (New Jersey)
New Jersey
$16K – – –
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$15K – – –
PI
50
PineBridge Investments
New York
$15K – – –
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2
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