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Gladstone Investment Corp

67 hedge funds and large institutions have $68M invested in Gladstone Investment Corp in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

16% less funds holding

Funds holding: 8067 (-13)

26% less capital invested

Capital invested by funds: $92.1M → $68M (-$24.1M)

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $264K

Holders
67
Holders Change
-13
Holders Change %
-16.25%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
17
Closed
30
Calls
Puts
$264K
Net Calls
-$264K
Net Calls Change
-$261K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
26
VanEck Associates
New York
$457K +$127K +16,303 +36%
PP
27
PDT Partners
New York
$436K +$458K +58,900 New
BCM
28
Bridgeway Capital Management
Texas
$417K
MERSOM
29
Municipal Employees' Retirement System of Michigan
Michigan
$336K
DC
30
Deere & Company
Illinois
$327K +$44.5K +5,735 +15%
AL
31
AJO LP
Pennsylvania
$321K -$6.09M -783,920 -95%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$301K +$316K +40,640 New
NCCM
33
Nine Chapters Capital Management
New Jersey
$300K +$315K +40,600 New
DIA
34
Denver Investment Advisors
Colorado
$263K
SFM
35
Soros Fund Management
New York
$259K +$272K +35,000 New
Creative Planning
36
Creative Planning
Kansas
$246K +$246K +31,700 +2,106%
Invesco
37
Invesco
Georgia
$234K +$54.1K +6,961 +28%
Bank of America
38
Bank of America
North Carolina
$191K +$42.6K +5,480 +27%
Nomura Holdings
39
Nomura Holdings
Japan
$175K +$184K +23,700 New
Legal & General Group
40
Legal & General Group
United Kingdom
$152K
AGM
41
Alpine Global Management
New York
$144K +$151K +19,446 New
AIG
42
American International Group
New York
$114K -$127K -16,356 -52%
PSI
43
Pinnacle Summer Investments
Virginia
$110K -$1.55K -200 -1%
AQR Capital Management
44
AQR Capital Management
Connecticut
$105K
ST
45
Spot Trading
Illinois
$102K +$108K +13,841 New
AG
46
Aperio Group
California
$99K -$2.68K -345 -3%
JG
47
Jefferies Group
New York
$99K +$104K +13,412 New
VKH
48
Virtu KCG Holdings
New York
$94K +$98.8K +12,713 New
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$92K -$55.2K -7,100 -36%
RhumbLine Advisers
50
RhumbLine Advisers
Massachusetts
$87K -$250K -32,177 -73%

GAIN Hedge Fund Activity: Q2 2014 in Review

67 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2014, worth a combined $68M — down 26% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of GAIN and 17 opened new positions — a net loss of 13 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.07M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $6.14M sold.

  • 67 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2014, down from 80 in Q1 2014.
  • Funds reported $68M of Gladstone Investment Corp stock for Q2 2014, down 26% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q2 2014 and 30 closed out, a net change of -13 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2014 was Advisors Asset Management, an estimated $4.07M added.
  • The largest Gladstone Investment Corp seller in Q2 2014 was BlackRock Fund Advisors, an estimated $6.14M sold.

Based on aggregated 13F filings for Q2 2014.