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Gladstone Investment Corp
GAIN

80 hedge funds and large institutions have $92.1M invested in Gladstone Investment Corp in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

27% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 22

21% more capital invested

Capital invested by funds: $76.1M → $92.1M (+$15.9M)

10% more funds holding

Funds holding: 73 → 80 (+7)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3K

Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
2.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
28
Reduced
22
Closed
10
Calls
–
Puts
$3K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

Rank Fund Capital Flow
1
AL
AJO LP
Pennsylvania
+$6.68M
2
JP Morgan Chase
JP Morgan Chase
New York
+$4.32M
3
AAM
Advisors Asset Management
Colorado
+$3.28M
4
SFM
Systematic Financial Management
New Jersey
+$1.82M
5
TC
TFS Capital
Pennsylvania
+$1.03M

Top Sellers

Rank Fund Capital Flow
1
BI
Bulldog Investors
New Jersey
-$1.63M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$1.41M
3
Millennium Management
Millennium Management
New York
-$879K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$823K
5
Citadel Advisors
Citadel Advisors
Florida
-$701K
Name Holding Trade Value Shares
Change 		Change in
Stake
VFS
26
VSR Financial Services
Kansas
$578K – – –
Goldman Sachs
27
Goldman Sachs
New York
$512K +$105K +13,071 +27%
TA
28
Teachers Advisors
New York
$470K +$50.1K +6,210 +12%
BCM
29
Bridgeway Capital Management
Texas
$466K – – –
California State Teachers Retirement System (CalSTRS)
30
California State Teachers Retirement System (CalSTRS)
California
$395K – – –
VanEck Associates
31
VanEck Associates
New York
$376K +$59.1K +7,318 +19%
MERSOM
32
Municipal Employees' Retirement System of Michigan
Michigan
$375K +$366K +45,400 New
RhumbLine Advisers
33
RhumbLine Advisers
Massachusetts
$364K -$10.5K -1,300 -3%
AG
34
Algert Global
California
$355K +$346K +42,899 New
Vanguard Group
35
Vanguard Group
Pennsylvania
$346K -$1.41M -175,158 -81%
DC
36
Deere & Company
Illinois
$317K +$107K +13,202 +52%
Charles Schwab
37
Charles Schwab
California
$302K – – –
Deutsche Bank
38
Deutsche Bank
Germany
$295K +$45.8K +5,670 +19%
DIA
39
Denver Investment Advisors
Colorado
$294K +$287K +35,557 New
AIG
40
American International Group
New York
$262K +$109K +13,532 +74%
Geode Capital Management
41
Geode Capital Management
Massachusetts
$248K +$52.4K +6,496 +28%
GMIM
42
General Motors Investment Management
New York
$221K +$88.1K +10,914 +69%
ProShare Advisors
43
ProShare Advisors
Maryland
$221K +$216K +26,769 New
WCM
44
Wedge Capital Management
North Carolina
$211K +$206K +25,500 New
Invesco
45
Invesco
Georgia
$204K +$154K +19,105 +348%
Schroder Investment Management Group
46
Schroder Investment Management Group
United Kingdom
$187K – – –
MLICM
47
Metropolitan Life Insurance Company (MetLife)
New York
$180K – – –
Barclays
48
Barclays
United Kingdom
$172K +$31.7K +3,925 +22%
Legal & General Group
49
Legal & General Group
United Kingdom
$170K +$11.6K +1,434 +8%
CS
50
Credit Suisse
Switzerland
$169K -$293K -36,267 -64%
1
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GAIN Hedge Fund Activity: Q1 2014 in Review

80 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2014, worth a combined $92.1M — up 21% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GAIN positions and 10 closed out — a net gain of 7 holders — while 28 added to existing stakes and 22 trimmed.

The largest buyer was AJO LP, opening a new position worth an estimated $6.68M. The largest seller was Bulldog Investors, exiting entirely with an estimated $1.63M sold.

  • 80 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2014, up from 73 in Q4 2013.
  • Funds reported $92.1M of Gladstone Investment Corp stock for Q1 2014, up 21% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q1 2014 and 10 closed out, a net change of +7 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2014 was AJO LP, an estimated $6.68M added.
  • The largest Gladstone Investment Corp seller in Q1 2014 was Bulldog Investors, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2014.