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Gladstone Investment Corp
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Overview Fund Activity

73 hedge funds and large institutions have $76.1M invested in Gladstone Investment Corp in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
73
Holders Change
+7
Holders Change %
+10.61%
% of All Funds
2.12%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.4M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$1.77M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.2M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2.31M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.99M

Top Sellers

1
BAM
1
Burgundy Asset Management
Ontario, Canada
$0
2
BI
2
Bulldog Investors
New Jersey
$1.63M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$731K
4
Goldman Sachs
4
Goldman Sachs
New York
$394K
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
VFS
26
VSR Financial Services
Kansas
$563K 69,900 +44,900 +180%
CS
27
Credit Suisse
Switzerland
$457K 56,684 +56,684 New
BCM
28
Bridgeway Capital Management
Texas
$455K 56,400 – –
TA
29
Teachers Advisors
New York
$408K 50,636 +9,300 +22%
Goldman Sachs
30
Goldman Sachs
New York
$394K 48,839 -111,590 -70%
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$385K 47,725 – –
RhumbLine Advisers
32
RhumbLine Advisers
Massachusetts
$365K 45,257 -2,350 -5%
VanEck Associates
33
VanEck Associates
New York
$307K 38,143 +4,164 +12%
LPL Financial
34
LPL Financial
California
$294K 36,441 -2,706 -7%
Charles Schwab
35
Charles Schwab
California
$294K 36,400 – –
TC
36
TFS Capital
Pennsylvania
$268K 33,287 +33,287 New
Deutsche Bank
37
Deutsche Bank
Germany
$242K 30,115 -33,050 -52%
Jane Street
38
Jane Street
New York
$230K 28,481 +28,481 New
DC
39
Deere & Company
Illinois
$203K 25,188 – –
DTL
40
Dynamic Technology Lab
Singapore
$191K 23,639 +23,639 New
Geode Capital Management
41
Geode Capital Management
Massachusetts
$189K 23,606 +12,635 +115%
Schroder Investment Management Group
42
Schroder Investment Management Group
United Kingdom
$182K 22,600 +22,600 New
AllianceBernstein
43
AllianceBernstein
Tennessee
$176K 21,777 -22,215 -50%
MLICM
44
Metropolitan Life Insurance Company (MetLife)
New York
$176K 21,811 – –
RFC
45
Russell Frank Company
Washington
$174K 21,377 +3,273 +18%
NFA
46
Nationwide Fund Advisors
Ohio
$166K 20,539 -757 -4%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$157K 19,473 +536 +3%
PSI
48
Pinnacle Summer Investments
Virginia
$154K 19,131 -7,649 -29%
Legal & General Group
49
Legal & General Group
United Kingdom
$154K 19,109 +1,608 +9%
AIG
50
American International Group
New York
$147K 18,194 +447 +3%
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