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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

117 hedge funds and large institutions have $573M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 15 closing their positions.

Holders
117
Holders Change
-7
Holders Change %
-5.65%
% of All Funds
2.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
49
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SMF
1
Sterling Manor Financial
New York
$8.34M
2
FTUS
2
Flow Traders U.S.
New York
$4.29M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$41.7M
4
FHC
4
First Heartland Consultants
Missouri
$3.72M
5
Bank of America
5
Bank of America
North Carolina
$52M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$47.4M
2
HWM
2
Holloway Wealth Management
Florida
$6.78M
3
Morgan Stanley
3
Morgan Stanley
New York
$71.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12M
5
SFS
5
Sowell Financial Services
Arkansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AIC
126
Ameritas Investment Company
Nebraska
– -$277K -2,974 Closed
EE
127
EWG Elevate
California
– -$201K -2,142 Closed
Citigroup
128
Citigroup
New York
– -$169K -1,810 Closed
Barclays
129
Barclays
United Kingdom
– -$95K -1,015 Closed
TI
130
tru Independence
Oregon
– -$58K -623 Closed
SB
131
Strategic Blueprint
Georgia
– -$21K -230 Closed
TWA
132
TCI Wealth Advisors
Arizona
– -$7K -79 Closed
JPMorgan Chase & Co
133
JPMorgan Chase & Co
New York
– -$7K -76 Closed
2 3 4 5
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