Barclays’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Barclays’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,015	Closed	-$95K	–	4832
2021 Q2	$95K	Buy	1,015 +917	+936%	+$85.3K	﹤0.01%	3862
2021 Q1	$9K	Buy	+98	New	+$8.61K	﹤0.01%	4443

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Barclays's FYX Position: Q3 2021 in Review

Barclays sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2021, closing a stake of 1,015 shares — an estimated $95K sold.

Barclays first reported a position in FYX in Q1 2021 and held it in 2 quarters. The position peaked at $95K in Q2 2021. 117 funds tracked by Wall St. Rank hold FYX as of Q3 2021.

Barclays reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Barclays sold 1,015 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2021, an estimated $95K.
Barclays first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2021 and held it in 2 quarters.
Barclays's First Trust Small Cap Core AlphaDEX Fund position peaked at $95K in Q2 2021.
117 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2021.

Based on Barclays's 13F filing for Q3 2021, filed 9 Nov 2021.