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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

117 hedge funds and large institutions have $573M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
-7
Holders Change %
-5.65%
% of All Funds
2.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
49
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SMF
1
Sterling Manor Financial
New York
$8.34M
2
FTUS
2
Flow Traders U.S.
New York
$4.29M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$41.7M
4
FHC
4
First Heartland Consultants
Missouri
$3.72M
5
Bank of America
5
Bank of America
North Carolina
$52M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$47.4M
2
HWM
2
Holloway Wealth Management
Florida
$6.78M
3
Morgan Stanley
3
Morgan Stanley
New York
$71.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12M
5
SFS
5
Sowell Financial Services
Arkansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HR
101
Howe & Rusling
New York
$44K – – –
TFA
102
Transamerica Financial Advisors
Florida
$35K +$1.04K +11 +3%
CFD
103
Creative Financial Designs
Indiana
$27K -$9.22K -100 -25%
IA
104
IFP Advisors
Florida
$27K -$8.49K -89 -24%
Fidelity Investments
105
Fidelity Investments
Massachusetts
$25K +$21.7K +234 +650%
Jones Financial Companies
106
Jones Financial Companies
Missouri
$24K – – –
BWP
107
Baldwin Wealth Partners
Massachusetts
$22K – – –
CCM
108
Covington Capital Management
California
$21K +$4.89K +54 +30%
HCP
109
Hexagon Capital Partners
Arkansas
$18K – – –
NFG
110
Next Financial Group
Texas
$16K -$1.73K -19 -10%
SWM
111
Spire Wealth Management
Virginia
$13K +$13K +146 New
Fifth Third Bancorp
112
Fifth Third Bancorp
Ohio
$11K – – –
KA
113
Kozak & Associates
Colorado
$11K +$11K +106 New
SPWG
114
Sage Private Wealth Group
Illinois
$8K – – –
QCG
115
Quadrant Capital Group
Ohio
$5K – – –
MAM
116
Meeder Asset Management
Ohio
$3K – – –
AF
117
Advisornet Financial
Minnesota
$3K – – –
PA
118
PSI Advisors
Florida
$2K +$2K +20 New
SFS
119
Sowell Financial Services
Arkansas
– -$4.44M -47,639 Closed
OMC
120
Old Mission Capital
Illinois
– -$3.15M -33,809 Closed
PFA
121
Pinnacle Family Advisors
Missouri
– -$2.91M -31,190 Closed
JIP
122
Jaffetilchin Investment Partners
Florida
– -$1.24M -13,245 Closed
GSC
123
G&S Capital
Colorado
– -$1.09M -11,630 Closed
ARC
124
Advisor Resource Council
Texas
– -$743K -7,969 Closed
TRCT
125
Tower Research Capital (TRC)
New York
– -$305K -3,271 Closed
2 3 4
5
6