Kozak & Associates’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Kozak & Associates’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$16K	Buy	112 +1	+0.9%	+$133	﹤0.01%	225
2026 Q1	$14.1K	Hold	111	–	–	﹤0.01%	233
2025 Q4	$13.3K	Hold	111	–	–	﹤0.01%	227
2025 Q3	$11.6K	Buy	111 +1	+0.9%	+$104	﹤0.01%	238
2025 Q2	$11.1K	Hold	110	–	–	﹤0.01%	234
2025 Q1	$9.25K	Hold	110	–	–	﹤0.01%	233
2024 Q4	$11.3K	Hold	110	–	–	﹤0.01%	224
2024 Q3	$11.1K	Buy	110 +1	+0.9%	+$96	﹤0.01%	228
2024 Q2	$9.82K	Hold	109	–	–	﹤0.01%	229
2024 Q1	$10.2K	Buy	109 +1	+0.9%	+$90	﹤0.01%	235
2023 Q4	$9.39K	Hold	108	–	–	﹤0.01%	240
2023 Q3	$8.51K	Hold	108	–	–	﹤0.01%	246
2023 Q2	$8.93K	Buy	108 +1	+0.9%	+$79	﹤0.01%	242
2023 Q1	$8.63K	Hold	107	–	–	﹤0.01%	239
2022 Q4	$8K	Hold	107	–	–	﹤0.01%	242
2022 Q3	$8K	Buy	107 +1	+0.9%	+$81	0.01%	235
2022 Q2	$8K	Hold	106	–	–	0.01%	251
2022 Q1	$10K	Hold	106	–	–	0.01%	250
2021 Q4	$10K	Hold	106	–	–	0.01%	250
2021 Q3	$11K	Buy	+106	New	+$9.69K	0.01%	233

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Kozak & Associates's FYX Position: Q2 2026 in Review

Kozak & Associates increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 0.9% in Q2 2026, buying an estimated $133 and bringing the position to 112 shares worth $16K. The position accounts for ﹤0.01% of the portfolio, ranked #225.

Kozak & Associates first reported a position in FYX in Q3 2021 and has held it in 20 quarters since. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

Kozak & Associates held 112 shares of First Trust Small Cap Core AlphaDEX Fund worth $16K as of Q2 2026.
Kozak & Associates bought 1 First Trust Small Cap Core AlphaDEX Fund share in Q2 2026, an estimated $133.
First Trust Small Cap Core AlphaDEX Fund made up ﹤0.01% of Kozak & Associates's portfolio in Q2 2026, its #225 holding.
Kozak & Associates first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2021 and has held it in 20 quarters since.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on Kozak & Associates's 13F filing for Q2 2026, filed 2 Jul 2026.