Howe & Rusling’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Howe & Rusling’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-484	Closed	-$35K	–	598
2022 Q3	$35K	Hold	484	–	–	﹤0.01%	351
2022 Q2	$37K	Hold	484	–	–	﹤0.01%	344
2022 Q1	$44K	Hold	484	–	–	0.01%	328
2021 Q4	$47K	Hold	484	–	–	0.01%	329
2021 Q3	$44K	Hold	484	–	–	0.01%	319
2021 Q2	$45K	Hold	484	–	–	0.01%	307
2021 Q1	$44K	Hold	484	–	–	0.01%	308
2020 Q4	$37K	Buy	+484	New	+$33K	0.01%	307

Other funds holding FYX

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Howe & Rusling's FYX Position: Q4 2022 in Review

Howe & Rusling sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2022, closing a stake of 484 shares — an estimated $35K sold.

Howe & Rusling first reported a position in FYX in Q4 2020 and held it in 8 quarters. The position peaked at $47K in Q4 2021. 128 funds tracked by Wall St. Rank hold FYX as of Q4 2022.

Howe & Rusling reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
Howe & Rusling sold 484 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2022, an estimated $35K.
Howe & Rusling first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2020 and held it in 8 quarters.
Howe & Rusling's First Trust Small Cap Core AlphaDEX Fund position peaked at $47K in Q4 2021.
128 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2022.

Based on Howe & Rusling's 13F filing for Q4 2022, filed 15 Feb 2023.