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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

112 hedge funds and large institutions have $524M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 14 closing their positions.

Holders
112
Holders Change
+8
Holders Change %
+7.69%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
24
Increased
37
Reduced
34
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$44.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$73.5M
3
LPL Financial
3
LPL Financial
California
$40.5M
4
Wells Fargo
4
Wells Fargo
California
$80.6M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$31.3M

Top Sellers

1
TIM
1
Total Investment Management
Arizona
$0
2
UBS Group
2
UBS Group
Switzerland
$18.8M
3
RIA
3
Regal Investment Advisors
Michigan
$0
4
FWM
4
Frontier Wealth Management
Missouri
$2.45M
5
RJA
5
Raymond James & Associates
Florida
$16.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Jones Financial Companies
101
Jones Financial Companies
Missouri
$24K 264 +264 New
BWP
102
Baldwin Wealth Partners
Massachusetts
$22K 240 – –
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$18K 204 – –
NFG
104
Next Financial Group
Texas
$18K 199 +86 +76%
HCP
105
Hexagon Capital Partners
Arkansas
$17K 196 – –
BEI
106
Benjamin Edwards Inc
Missouri
$16K 176 – –
Barclays
107
Barclays
United Kingdom
$9K 98 +98 New
SPWG
108
Sage Private Wealth Group
Illinois
$8K 87 – –
IAIM
109
International Assets Investment Management
Florida
$4K 46 – –
AF
110
Advisornet Financial
Minnesota
$3K 30 – –
MAM
111
Meeder Asset Management
Ohio
$3K 32 +32 New
DWA
112
Dorsey Wright & Associates
California
$2.11K 23,311 -586 -2%
TIM
113
Total Investment Management
Arizona
– – -359,987 Closed
RIA
114
Regal Investment Advisors
Michigan
– – -63,808 Closed
OAM
115
Occidental Asset Management
California
– – -20,739 Closed
TRCT
116
Tower Research Capital (TRC)
New York
– – -9,199 Closed
CS
117
Credit Suisse
Switzerland
– – -7,431 Closed
AWA
118
Arete Wealth Advisors
Illinois
– – -7,321 Closed
AWAP
119
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
– – -5,576 Closed
FFN
120
Focus Financial Network
Minnesota
– – -4,342 Closed
WAS
121
Wealth Advisory Solutions
Indiana
– – -4,007 Closed
ICP
122
Interchange Capital Partners
Pennsylvania
– – -1,510 Closed
TWM
123
Tradition Wealth Management
Minnesota
– – -725 Closed
LGA
124
Lebenthal Global Advisors
New York
– – -300 Closed
TI
125
tru Independence
Oregon
– – -88 Closed
2 3 4
5
6