First Trust Small Cap Core AlphaDEX Fund
112 hedge funds and large institutions have $524M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 14 closing their positions.
71% more first-time investments, than exits
New positions opened: 24 | Existing positions closed: 14
56% more capital invested
Capital invested by funds: $336M → $524M (+$188M)
8% more funds holding
Funds holding: 104 → 112 (+8)
4.85% more ownership
Funds ownership: 53.52% → 58.37% (+4.8%)
9% more repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 34
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$32.3M |
| 2 |
Morgan Stanley
New York
|
+$26.4M |
| 3 |
LPL Financial
San Diego,
California
|
+$21.7M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$20.7M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$15.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TIM
Total Investment Management
Scottsdale,
Arizona
|
-$27.7M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$11.7M |
| 3 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$4.91M |
| 4 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
-$4.42M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$3.76M |
FYX Hedge Fund Activity: Q1 2021 in Review
112 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2021, worth a combined $524M — up 56% from $336M a quarter earlier.
Buyers outnumbered sellers: 24 funds opened new FYX positions and 14 closed out — a net gain of 10 holders — while 37 added to existing stakes and 34 trimmed.
The largest buyer was Bank of America, adding an estimated $32.3M. The largest seller was Total Investment Management, exiting entirely with an estimated $27.7M sold.
- 112 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2021, up from 104 in Q4 2020.
- Funds reported $524M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2021, up 56% quarter-over-quarter.
- 24 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2021 and 14 closed out, a net change of +10 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2021 was Bank of America, an estimated $32.3M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2021 was Total Investment Management, an estimated $27.7M sold.
Based on aggregated 13F filings for Q1 2021.