FYX icon

First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

112 hedge funds and large institutions have $524M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 34 reducing their positions, and 14 closing their positions.

Holders
112
Holders Change
+8
Holders Change %
+7.69%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
24
Increased
37
Reduced
34
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$44.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$73.5M
3
LPL Financial
3
LPL Financial
California
$40.5M
4
Wells Fargo
4
Wells Fargo
California
$80.6M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$31.3M

Top Sellers

1
TIM
1
Total Investment Management
Arizona
$0
2
UBS Group
2
UBS Group
Switzerland
$18.8M
3
RIA
3
Regal Investment Advisors
Michigan
$0
4
FWM
4
Frontier Wealth Management
Missouri
$2.45M
5
HWM
5
Holloway Wealth Management
Florida
$7.78M
Name Market Value Shares Shares
Change 		Shares
Change %
DFA
76
DHJJ Financial Advisors
Illinois
$331K 3,649 -1 -0%
ASN
77
Advisory Services Network
Georgia
$293K 3,239 +2,048 +172%
IA
78
Insight Advisors
Pennsylvania
$283K 3,072 -298 -9%
Carson Wealth (CWM LLC)
79
Carson Wealth (CWM LLC)
Nebraska
$271K 2,907 – –
GVAG
80
Great Valley Advisor Group
Delaware
$257K 2,837 – –
VVP
81
Venture Visionary Partners
Ohio
$211K 2,339 +2,339 New
Citigroup
82
Citigroup
New York
$209K 2,308 -159 -6%
MHS
83
M Holdings Securities
Oregon
$203K 2,236 +2,236 New
GIA
84
Gladstone Institutional Advisory
Florida
$203K 2,245 +2,245 New
WS
85
Wedbush Securities
California
$203K 2,246 +2,246 New
APA
86
American Portfolios Advisors
New York
$185K 2,040 -292 -13%
AF
87
Allworth Financial
California
$184K 2,031 – –
Northwestern Mutual Wealth Management
88
Northwestern Mutual Wealth Management
Wisconsin
$149K 1,647 -1,036 -39%
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$146K 1,612 -1,240 -43%
US Bancorp
90
US Bancorp
Minnesota
$138K 1,526 -162 -10%
WAP
91
Wealthcare Advisory Partners
Pennsylvania
$113K 1,245 +1,245 New
CHC
92
City Holding Co
West Virginia
$104K 1,145 – –
JCM
93
Jacobi Capital Management
Pennsylvania
$81K 894 +894 New
GWSG
94
GPS Wealth Strategies Group
Colorado
$51K 565 +565 New
CWC
95
Carolinas Wealth Consulting
North Carolina
$48K 525 – –
HR
96
Howe & Rusling
New York
$44K 484 – –
IA
97
IFP Advisors
Florida
$43K 474 +152 +47%
Rockefeller Capital Management
98
Rockefeller Capital Management
New York
$39K 432 -249 -37%
TFA
99
Transamerica Financial Advisors
Florida
$38K 410 +410 New
CFD
100
Creative Financial Designs
Indiana
$29K 318 -1 -0.3%
2 3
4
5 6