We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

128 hedge funds and large institutions have $491M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

49% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 35

7% more capital invested

Capital invested by funds: $459M → $491M (+$32.2M)

5% more funds holding

Funds holding: 122128 (+6)

0.41% less ownership

Funds ownership: 63.37%62.97% (-0.41%)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
128
Holders Change
+6
Holders Change %
+4.92%
% of All Funds
2.06%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.06%
New
23
Increased
52
Reduced
35
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CASC
51
Coppell Advisory Solutions Corp
Texas
$1.46M +$1.48M +18,626 New
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$1.42M +$137K +1,727 +11%
SOS
53
Silver Oak Securities
Tennessee
$1.38M -$772K -9,703 -36%
CAPTRUST Financial Advisors
54
CAPTRUST Financial Advisors
North Carolina
$1.19M +$152K +1,908 +14%
NFG
55
Nations Financial Group
Iowa
$1.12M -$1.19K -15 -0.1%
VCM
56
Virtue Capital Management
Tennessee
$868K
CS
57
Comerica Securities
Michigan
$653K -$41.3K -519 -6%
IFG
58
Independent Financial Group
California
$641K -$2.07K -26 -0.3%
JMPWA
59
JP Morgan Private Wealth Advisors
California
$638K +$66.8K +840 +12%
MML Investors Services
60
MML Investors Services
Massachusetts
$634K +$106K +1,338 +20%
KWS
61
Keystone Wealth Services
California
$623K +$9.94K +125 +2%
AF
62
Allworth Financial
California
$580K -$152K -1,912 -21%
MCC
63
Money Concepts Capital
Florida
$578K +$584K +7,342 +26,221%
Citadel Advisors
64
Citadel Advisors
Florida
$560K +$568K +7,139 New
HSA
65
HBK Sorce Advisory
Pennsylvania
$558K +$238K +2,993 +73%
OC
66
Oppenheimer & Co
New York
$533K +$8.11K +102 +2%
HI
67
Harbour Investments
Wisconsin
$517K +$262K +3,296 +100%
KPWS
68
Kestra Private Wealth Services
Texas
$501K +$269K +3,383 +113%
BFEC
69
Benjamin F. Edwards & Company
Missouri
$487K +$84.6K +1,063 +21%
CWP
70
Cyndeo Wealth Partners
Florida
$482K +$489K +6,143 New
AWM
71
Apollon Wealth Management
South Carolina
$451K
SI
72
Stephens Inc
Arkansas
$431K
SMC
73
Smith, Moore & Co
Missouri
$421K +$1.35K +17 +0.3%
IWN
74
Independent Wealth Network
Iowa
$421K +$2.71K +34 +0.6%
DFA
75
DHJJ Financial Advisors
Illinois
$418K +$127K +1,594 +43%

FYX Hedge Fund Activity: Q4 2022 in Review

128 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2022, worth a combined $491M — up 7% from $459M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FYX positions and 15 closed out — a net gain of 8 holders — while 52 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $4.91M. The largest seller was Bank of America, cutting an estimated $12.5M.

  • 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2022, up from 122 in Q3 2022.
  • Funds reported $491M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2022, up 7% quarter-over-quarter.
  • 23 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2022 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2022 was LPL Financial, an estimated $4.91M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2022.