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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

133 hedge funds and large institutions have $625M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+16
Holders Change %
+13.68%
% of All Funds
2.05%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
27
Increased
43
Reduced
40
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$55.4M
2
Bank of America
2
Bank of America
North Carolina
$60.1M
3
BCM
3
Breiter Capital Management
Florida
$3.65M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.54M
5
KAS
5
Kestra Advisory Services
Texas
$12.2M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$446K
2
HWM
2
Holloway Wealth Management
Florida
$7.14M
3
SMF
3
Sterling Manor Financial
New York
$2.07M
4
Morgan Stanley
4
Morgan Stanley
New York
$70M
5
FTUS
5
Flow Traders U.S.
New York
$353K
Name Holding Trade Value Shares
Change 		Shares
Change %
FAIM
51
Financial Advocates Investment Management
Washington
$1.36M +$280K +2,881 +26%
NFG
52
Nations Financial Group
Iowa
$1.36M -$14.7K -151 -1%
HighTower Advisors
53
HighTower Advisors
Illinois
$1.35M +$67.3K +694 +5%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$1.29M +$929K +9,580 +256%
MIAN
55
Mariner Independent Advisor Network
Kansas
$1.09M -$156K -1,592 -12%
VCM
56
Virtue Capital Management
Tennessee
$1.09M +$1.09M +11,178 New
EH
57
Equitable Holdings
New York
$1.02M -$6.41K -66 -0.6%
CS
58
Comerica Securities
Michigan
$984K -$8.83K -91 -0.9%
KWS
59
Keystone Wealth Services
California
$975K +$975K +10,045 New
OC
60
Oppenheimer & Co
New York
$883K – – –
AWM
61
Apollon Wealth Management
South Carolina
$837K +$837K +8,628 New
TRCT
62
Tower Research Capital (TRC)
New York
$737K +$737K +7,591 New
IWN
63
Independent Wealth Network
Iowa
$562K +$18.9K +195 +3%
IWM
64
IHT Wealth Management
Illinois
$556K -$79.5K -820 -13%
ARC
65
Advisor Resource Council
Texas
$540K +$540K +5,568 New
SPIA
66
Steward Partners Investment Advisory
New York
$529K +$48.3K +497 +10%
CAAS
67
Capital Asset Advisory Services
Michigan
$518K – – –
CFGS
68
Concourse Financial Group Securities
Alabama
$501K -$140K -1,442 -22%
EW
69
Element Wealth
Mississippi
$491K -$2.04K -21 -0.4%
HWIS
70
Hancock Whitney Investment Services
Louisiana
$490K +$490K +5,056 New
SCA
71
Snowden Capital Advisors
New York
$484K -$72.4K -746 -13%
TA
72
TFG Advisers
Michigan
$470K -$56K -577 -11%
SMC
73
Smith, Moore & Co
Missouri
$453K +$1.94K +20 +0.4%
First Trust Advisors
74
First Trust Advisors
Illinois
$446K -$7.3M -75,240 -94%
AWM
75
AE Wealth Management
Kansas
$434K +$434K +4,467 New
1 2
3
4 5