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First Trust Small Cap Core AlphaDEX Fund

95 hedge funds and large institutions have $356M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

86% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 21

34% more capital invested

Capital invested by funds: $267M → $356M (+$89.7M)

10% more funds holding

Funds holding: 8695 (+9)

5.52% more ownership

Funds ownership: 50.09%55.61% (+5.5%)

Holders
95
Holders Change
+9
Holders Change %
+10.47%
% of All Funds
2.17%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
16
Increased
39
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
51
StoneX Group
New York
$453K +$63.7K +999 +17%
SPIA
52
Steward Partners Investment Advisory
New York
$437K -$144K -2,251 -25%
LI
53
LVZ Inc
Michigan
$434K +$419K +6,576 New
LWAC
54
Laurel Wealth Advisors (California)
California
$398K -$4.59K -72 -1%
HSA
55
HBK Sorce Advisory
Pennsylvania
$362K +$350K +5,480 New
CS
56
Credit Suisse
Switzerland
$357K -$1.09M -17,037 -76%
SWP
57
Stratos Wealth Partners
Ohio
$354K +$26.9K +422 +9%
VFA
58
Voya Financial Advisors
Connecticut
$320K -$255 -4 -0.1%
HPC
59
HM Payson & Co
Maine
$319K
PFA
60
Pinnacle Family Advisors
Missouri
$304K +$128 +2 +0%
GFPC
61
Global Financial Private Capital
Florida
$279K +$13.8K +217 +5%
PGFC
62
Peapack-Gladstone Financial Corp
New Jersey
$264K
SPC
63
Sigma Planning Corp
Michigan
$231K +$223K +3,495 New
Citigroup
64
Citigroup
New York
$220K +$64 +1 +0%
SF
65
Synovus Financial
Georgia
$218K
Renaissance Technologies
66
Renaissance Technologies
New York
$205K +$198K +3,100 New
ASN
67
Advisory Services Network
Georgia
$201K -$22.3K -350 -11%
VFA
68
Valeo Financial Advisors
Indiana
$150K +$142K +2,227 New
CHC
69
City Holding Co
West Virginia
$135K
BFEC
70
Benjamin F. Edwards & Company
Missouri
$100K +$11.5K +181 +14%
BA
71
Ballew Advisors
Mississippi
$93K
SWPG
72
Strategic Wealth Partners Group
Illinois
$92.5K +$89.4K +1,402 New
SFM
73
Signet Financial Management
New Jersey
$63K -$3.19K -50 -5%
WAP
74
Wealthcare Advisory Partners
Pennsylvania
$61K
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$54K -$37.7K -591 -42%

FYX Hedge Fund Activity: Q2 2018 in Review

95 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2018, worth a combined $356M — up 34% from $267M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FYX positions and 5 closed out — a net gain of 11 holders — while 39 added to existing stakes and 21 trimmed.

The largest buyer was Wells Fargo, adding an estimated $19.5M. The largest seller was Legacy Private Trust, cutting an estimated $1.12M.

  • 95 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2018, up from 86 in Q1 2018.
  • Funds reported $356M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2018, up 34% quarter-over-quarter.
  • 16 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2018 and 5 closed out, a net change of +11 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2018 was Wells Fargo, an estimated $19.5M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2018 was Legacy Private Trust, an estimated $1.12M sold.

Based on aggregated 13F filings for Q2 2018.