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First Trust Small Cap Value AlphaDEX Fund
FYT

69 hedge funds and large institutions have $95.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 73 → 69 (-4)

11.93% less ownership

Funds ownership: 79.1% → 67.16% (-12%)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

60% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 30

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

75% less capital invested

Capital invested by funds: $380M → $95.2M (-$285M)

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.01%
New
7
Increased
12
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Raymond James Financial
Raymond James Financial
Florida
+$2.25M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.37M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.36M
4
JP Morgan Chase
JP Morgan Chase
New York
+$1.11M
5
DWP
Daymark Wealth Partners
Ohio
+$1.11M

Top Sellers

Rank Fund Capital Flow
1
SW
Simplicity Wealth
New Jersey
-$16M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.54M
3
Wells Fargo
Wells Fargo
California
-$2.97M
4
PAG
Private Advisor Group
New Jersey
-$2.96M
5
BIP
Blueprint Investment Partners
North Carolina
-$1.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
51
Founders Financial Alliance
North Carolina
$141K – – –
CAL
52
Capital Analysts LLC
Pennsylvania
$98K +$29.6K +557 +39%
CWM
53
Cranbrook Wealth Management
Michigan
$90.5K – – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$79.9K -$4.36K -82 -5%
GI
55
GAMMA Investing
California
$72.8K – – –
CFD
56
Creative Financial Designs
Indiana
$63.4K -$29.4K -552 -30%
AAG
57
Accordant Advisory Group
Maryland
$49.7K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$48.2K – – –
MIM
59
MTM Investment Management
South Carolina
$30.1K – – –
NS
60
NBC Securities
Alabama
$24K +$26.6K +500 New
SS
61
Sunbelt Securities
Texas
$12.4K – – –
FFA
62
Farther Finance Advisors
California
$9.7K – – –
IA
63
IFP Advisors
Florida
$8.7K – – –
Citigroup
64
Citigroup
New York
$5.79K – – –
SPIA
65
Steward Partners Investment Advisory
New York
$4.72K – – –
SWM
66
Spire Wealth Management
Virginia
$3.84K – – –
Fidelity Investments
67
Fidelity Investments
Massachusetts
$3.22K -$26.2K -492 -88%
CAM
68
Creekmur Asset Management
Illinois
$2.34K – – –
TFA
69
Transamerica Financial Advisors
Florida
$2K – – –
SW
70
Simplicity Wealth
New Jersey
– -$16M -290,153 Closed
CF
71
Centaurus Financial
California
– -$552K -10,031 Closed
Jane Street
72
Jane Street
New York
– -$274K -4,979 Closed
DADC
73
D.A. Davidson & Co
Montana
– -$216K -3,924 Closed
LFAS
74
Level Four Advisory Services
Texas
– -$203K -3,691 Closed
FPAS
75
Focus Partners Advisor Solutions
Missouri
– -$201K -3,657 Closed
1 2
3
4

FYT Hedge Fund Activity: Q1 2025 in Review

69 of the 7,461 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2025, worth a combined $95.2M — down 75% from $380M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FYT and 7 opened new positions — a net loss of 2 holders — while 30 trimmed existing stakes and 12 added.

The largest buyer was Raymond James Financial, adding an estimated $2.25M. The largest seller was Simplicity Wealth, exiting entirely with an estimated $16M sold.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2025, down from 73 in Q4 2024.
  • Funds reported $95.2M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2025, down 75% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2025 and 9 closed out, a net change of -2 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2025 was Raymond James Financial, an estimated $2.25M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2025 was Simplicity Wealth, an estimated $16M sold.

Based on aggregated 13F filings for Q1 2025.