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First Trust Small Cap Value AlphaDEX Fund
FYT

73 hedge funds and large institutions have $380M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more capital invested

Capital invested by funds: $131M → $380M (+$249M)

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 22

3.28% more ownership

Funds ownership: 75.82% → 79.1% (+3.3%)

1% less funds holding

Funds holding: 74 → 73 (-1)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
0.96%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
9
Increased
26
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.93M
2
BIP
Blueprint Investment Partners
North Carolina
+$1.85M
3
TRCT
Tower Research Capital (TRC)
New York
+$1.44M
4
FTUS
Flow Traders U.S.
New York
+$783K
5
CF
Centaurus Financial
California
+$568K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$3.32M
2
RIA
Regal Investment Advisors
Michigan
-$2.6M
3
Citadel Advisors
Citadel Advisors
Florida
-$2.11M
4
Baird Financial Group
Baird Financial Group
Wisconsin
-$1.4M
5
Wells Fargo
Wells Fargo
California
-$1.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
51
Founders Financial Alliance
North Carolina
$156K +$1.58K +28 +1%
Jones Financial Companies
52
Jones Financial Companies
Missouri
$149K +$63.2K +1,116 +70%
CFD
53
Creative Financial Designs
Indiana
$101K +$510 +9 +0.5%
CWM
54
Cranbrook Wealth Management
Michigan
$100K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$92.9K +$78.5K +1,386 +459%
GI
56
GAMMA Investing
California
$80.5K +$11.5K +204 +16%
CAL
57
Capital Analysts LLC
Pennsylvania
$78K – – –
AAG
58
Accordant Advisory Group
Maryland
$55K – – –
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$53.4K -$54.1K -956 -50%
MIM
60
MTM Investment Management
South Carolina
$33.3K – – –
Fidelity Investments
61
Fidelity Investments
Massachusetts
$30.6K +$5.04K +89 +19%
Comerica Bank
62
Comerica Bank
Texas
$22.3K -$849 -15 -4%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$18K – – –
SS
64
Sunbelt Securities
Texas
$13.7K – – –
GRP
65
Global Retirement Partners
California
$12.5K – – –
FFA
66
Farther Finance Advisors
California
$10.7K – – –
IA
67
IFP Advisors
Florida
$9.63K – – –
HNB
68
Hilltop National Bank
Wyoming
$7.87K – – –
Citigroup
69
Citigroup
New York
$6.41K +$2.89K +51 +78%
SPIA
70
Steward Partners Investment Advisory
New York
$5.23K – – –
SWM
71
Spire Wealth Management
Virginia
$4.24K – – –
CAM
72
Creekmur Asset Management
Illinois
$2.58K – – –
TFA
73
Transamerica Financial Advisors
Florida
$2K – – –
RIA
74
Regal Investment Advisors
Michigan
– -$2.6M -46,878 Closed
Baird Financial Group
75
Baird Financial Group
Wisconsin
– -$1.4M -25,145 Closed
1 2
3
4

FYT Hedge Fund Activity: Q4 2024 in Review

73 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2024, worth a combined $380M — up 191% from $131M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYT positions and 6 closed out — a net gain of 3 holders — while 26 added to existing stakes and 22 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.93M. The largest seller was Stifel Financial, cutting an estimated $3.32M.

  • 73 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2024, down from 74 in Q3 2024.
  • Funds reported $380M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2024, up 191% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2024 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2024 was Royal Bank of Canada, an estimated $4.93M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2024 was Stifel Financial, an estimated $3.32M sold.

Based on aggregated 13F filings for Q4 2024.