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First Trust Small Cap Value AlphaDEX Fund
FYT

69 hedge funds and large institutions have $137M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.12% less ownership

Funds ownership: 78.01% → 77.88% (-0.12%)

5% less funds holding

Funds holding: 73 → 69 (-4)

10% less capital invested

Capital invested by funds: $153M → $137M (-$15.4M)

22% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 23

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
18
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$714K
2
Citadel Advisors
Citadel Advisors
Florida
+$641K
3
GWP
Gateway Wealth Partners
Wisconsin
+$620K
4
TRCT
Tower Research Capital (TRC)
New York
+$540K
5
SW
Simplicity Wealth
New Jersey
+$509K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$3.98M
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.13M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.45M
4
Wells Fargo
Wells Fargo
California
-$1.14M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAG
51
Accordant Advisory Group
Maryland
$51.8K – – –
MIM
52
MTM Investment Management
South Carolina
$31.3K – – –
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$27K – – –
NS
54
NBC Securities
Alabama
$25K -$5.27K -101 -17%
Fidelity Investments
55
Fidelity Investments
Massachusetts
$24.2K – – –
Comerica Bank
56
Comerica Bank
Texas
$22.1K -$104 -2 -0.5%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$15.5K – – –
SS
58
Sunbelt Securities
Texas
$12.9K – – –
HNB
59
Hilltop National Bank
Wyoming
$12.2K +$12.3K +236 New
GRP
60
Global Retirement Partners
California
$11.8K – – –
FFA
61
Farther Finance Advisors
California
$9.99K – – –
IA
62
IFP Advisors
Florida
$9.06K – – –
SPIA
63
Steward Partners Investment Advisory
New York
$4.92K – – –
Jones Financial Companies
64
Jones Financial Companies
Missouri
$4.4K – – –
TFA
65
Transamerica Financial Advisors
Florida
$4K – – –
SWM
66
Spire Wealth Management
Virginia
$3.99K – – –
Citigroup
67
Citigroup
New York
$3.36K +$3.39K +65 New
CAM
68
Creekmur Asset Management
Illinois
$2.43K – – –
Bank of America
69
Bank of America
North Carolina
$1.6K -$10K -192 -86%
Baird Financial Group
70
Baird Financial Group
Wisconsin
– -$2.13M -39,152 Closed
GS
71
GTS Securities
New York
– -$696K -12,818 Closed
Janney Montgomery Scott
72
Janney Montgomery Scott
Pennsylvania
– -$307K -5,656 Closed
JIP
73
Jaffetilchin Investment Partners
Florida
– -$275K -5,062 Closed
LFAS
74
Level Four Advisory Services
Texas
– -$218K -4,011 Closed
T
75
Tidemark
California
– -$127K -2,329 Closed
1 2
3
4

FYT Hedge Fund Activity: Q2 2024 in Review

69 of the 6,925 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2024, worth a combined $137M — down 10% from $153M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FYT and 6 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 18 added.

The largest buyer was Royal Bank of Canada, adding an estimated $714K. The largest seller was Morgan Stanley, cutting an estimated $3.98M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2024, down from 73 in Q1 2024.
  • Funds reported $137M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2024, down 10% quarter-over-quarter.
  • 6 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2024 and 9 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2024 was Royal Bank of Canada, an estimated $714K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2024 was Morgan Stanley, an estimated $3.98M sold.

Based on aggregated 13F filings for Q2 2024.