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First Trust Small Cap Value AlphaDEX Fund
FYT

69 hedge funds and large institutions have $137M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.12% less ownership

Funds ownership: 78.01% → 77.88% (-0.12%)

5% less funds holding

Funds holding: 73 → 69 (-4)

10% less capital invested

Capital invested by funds: $153M → $137M (-$15.4M)

22% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 23

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
18
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$714K
2
Citadel Advisors
Citadel Advisors
Florida
+$641K
3
GWP
Gateway Wealth Partners
Wisconsin
+$620K
4
TRCT
Tower Research Capital (TRC)
New York
+$540K
5
SW
Simplicity Wealth
New Jersey
+$509K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$3.98M
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.13M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.45M
4
Wells Fargo
Wells Fargo
California
-$1.14M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1M
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
26
Belpointe Asset Management
Nevada
$841K -$295K -5,647 -26%
AAS
27
Avantax Advisory Services
Texas
$742K +$229K +4,387 +44%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$683K -$1.45M -27,803 -68%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$677K +$522 +10 +0.1%
GWP
30
Gateway Wealth Partners
Wisconsin
$614K +$620K +11,866 New
PB
31
Pinnacle Bancorp
Nebraska
$591K – – –
CPIG
32
Chicago Partners Investment Group
Illinois
$535K +$32.1K +614 +7%
Goldman Sachs
33
Goldman Sachs
New York
$467K – – –
MRCM
34
M&R Capital Management
New Jersey
$400K -$31.3K -600 -7%
MML Investors Services
35
MML Investors Services
Massachusetts
$394K -$16.3K -313 -4%
AAS
36
Ameritas Advisory Services
Nebraska
$372K – – –
SMC
37
Smith, Moore & Co
Missouri
$366K +$1.67K +32 +0.5%
CWM
38
Cornerstone Wealth Management
Missouri
$301K – – –
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$241K +$15.1K +290 +7%
DADC
40
D.A. Davidson & Co
Montana
$239K -$104 -2 -0%
9WM
41
9258 Wealth Management
Ohio
$212K +$17.8K +340 +9%
WWMSC
42
Wagner Wealth Management (South Carolina)
South Carolina
$188K -$11.1K -213 -6%
IAIM
43
International Assets Investment Management
Florida
$184K +$186K +3,561 New
GJWM
44
Gilliland Jeter Wealth Management
Arkansas
$155K – – –
FFA
45
Founders Financial Alliance
North Carolina
$144K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$113K -$12.8K -245 -10%
CFD
47
Creative Financial Designs
Indiana
$103K -$10.2K -196 -9%
CWM
48
Cranbrook Wealth Management
Michigan
$94.2K – – –
CAL
49
Capital Analysts LLC
Pennsylvania
$88K – – –
GI
50
GAMMA Investing
California
$65.2K +$65.7K +1,259 New
1
2
3 4

FYT Hedge Fund Activity: Q2 2024 in Review

69 of the 6,925 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2024, worth a combined $137M — down 10% from $153M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FYT and 6 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 18 added.

The largest buyer was Royal Bank of Canada, adding an estimated $714K. The largest seller was Morgan Stanley, cutting an estimated $3.98M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2024, down from 73 in Q1 2024.
  • Funds reported $137M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2024, down 10% quarter-over-quarter.
  • 6 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2024 and 9 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2024 was Royal Bank of Canada, an estimated $714K added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2024 was Morgan Stanley, an estimated $3.98M sold.

Based on aggregated 13F filings for Q2 2024.