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First Trust Small Cap Value AlphaDEX Fund
FYT

67 hedge funds and large institutions have $151M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 28 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

56% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 18

34% more capital invested

Capital invested by funds: $113M → $151M (+$38.2M)

11.24% more ownership

Funds ownership: 68.88% → 80.13% (+11%)

5% more funds holding

Funds holding: 64 → 67 (+3)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
28
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SS
Simplicity Solutions
Minnesota
+$10.5M
2
Morgan Stanley
Morgan Stanley
New York
+$10.2M
3
Truist Financial
Truist Financial
North Carolina
+$7.81M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.68M
5
BIP
Blueprint Investment Partners
North Carolina
+$5.45M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.62M
2
GVAG
Great Valley Advisor Group
Delaware
-$4.06M
3
FTUS
Flow Traders U.S.
New York
-$2.33M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.07M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$794K
Name Holding Trade Value Shares
Change 		Change in
Stake
MOS
26
MGO One Seven
Ohio
$761K +$298K +6,175 +59%
IAIM
27
International Assets Investment Management
Florida
$726K +$805K +16,702 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$696K +$22.1K +459 +3%
CFD
29
Creative Financial Designs
Indiana
$686K -$410K -8,503 -36%
TRCT
30
Tower Research Capital (TRC)
New York
$659K +$250K +5,178 +56%
Ameriprise
31
Ameriprise
Minnesota
$592K +$625K +12,966 New
TFA
32
Transamerica Financial Advisors
Florida
$431K -$515K -10,677 -53%
Goldman Sachs
33
Goldman Sachs
New York
$412K – – –
MRCM
34
M&R Capital Management
New Jersey
$387K – – –
CPIG
35
Chicago Partners Investment Group
Illinois
$387K +$3.13K +65 +0.8%
Koshinski Asset Management
36
Koshinski Asset Management
Illinois
$349K -$5.26K -109 -1%
SMC
37
Smith, Moore & Co
Missouri
$319K +$964 +20 +0.3%
PB
38
Pinnacle Bancorp
Nebraska
$306K – – –
DADC
39
D.A. Davidson & Co
Montana
$263K -$38.5K -799 -12%
WWM
40
Western Wealth Management
Colorado
$254K +$269K +5,570 New
AWA
41
Arkadios Wealth Advisors
Georgia
$253K +$10.1K +210 +4%
WWMSC
42
Wagner Wealth Management (South Carolina)
South Carolina
$235K +$32.2K +668 +15%
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$233K -$28.4K -589 -10%
GWM
44
Geneos Wealth Management
Colorado
$223K -$241 -5 -0.1%
PTC
45
Private Trust Company
Ohio
$214K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$131K – – –
FFA
47
Founders Financial Alliance
North Carolina
$125K – – –
CAL
48
Capital Analysts LLC
Pennsylvania
$121K – – –
ASN
49
Advisory Services Network
Georgia
$105K +$434 +9 +0.4%
CWM
50
Cranbrook Wealth Management
Michigan
$83.2K – – –
1
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3

FYT Hedge Fund Activity: Q1 2023 in Review

67 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2023, worth a combined $151M — up 34% from $113M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 4 closed out — a net gain of 3 holders — while 28 added to existing stakes and 18 trimmed.

The largest buyer was Simplicity Solutions, opening a new position worth an estimated $10.5M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $5.62M.

  • 67 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2023, up from 64 in Q4 2022.
  • Funds reported $151M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2023, up 34% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2023 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2023 was Simplicity Solutions, an estimated $10.5M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2023 was Raymond James Financial Services Advisors, an estimated $5.62M sold.

Based on aggregated 13F filings for Q1 2023.