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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

31 hedge funds and large institutions have $34.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
BB&T Securities
Virginia
$7.64M
2
RJA
Raymond James & Associates
Florida
$2.97M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$448K
4
Ameriprise
Ameriprise
Minnesota
$230K
5
Bank of America
Bank of America
North Carolina
$1.59M

Top Sellers

1
Wells Fargo
Wells Fargo
California
$5.23M
2
LPL Financial
LPL Financial
California
$2.35M
3
M&T Bank
M&T Bank
New York
$0
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$0
5
UBS Group
UBS Group
Switzerland
$54K
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$90K -$12.4K -400 -12%
Creative Planning
27
Creative Planning
Kansas
$62K +$48.1K +1,550 +344%
GWM
28
Geneos Wealth Management
Colorado
$60K – – –
UBS Group
29
UBS Group
Switzerland
$54K -$179K -5,815 -77%
IA
30
IFP Advisors
Florida
$19K -$52.4K -1,659 -73%
M&T Bank
31
M&T Bank
New York
– -$218K -7,712 Closed
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
– -$204K -7,191 Closed
TRCT
33
Tower Research Capital (TRC)
New York
– -$9K -301 Closed
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