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First Trust Small Cap Value AlphaDEX Fund
FYT

66 hedge funds and large institutions have $109M invested in First Trust Small Cap Value AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

3% more funds holding

Funds holding: 64 → 66 (+2)

2% less capital invested

Capital invested by funds: $111M → $109M (-$2.32M)

6.43% less ownership

Funds ownership: 76.99% → 70.56% (-6.4%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
23
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$10.9M
2
PWS
Proactive Wealth Strategies
Georgia
+$3.69M
3
Raymond James Financial
Raymond James Financial
Florida
+$3.66M
4
NL
NWAM LLC
Washington
+$1.24M
5
Two Sigma Investments
Two Sigma Investments
New York
+$953K

Top Sellers

Rank Fund Capital Flow
1
BFA
Blueprint Financial Advisors
North Carolina
-$13.1M
2
BIP
Blueprint Investment Partners
North Carolina
-$13.1M
3
TRCT
Tower Research Capital (TRC)
New York
-$2M
4
US Bancorp
US Bancorp
Minnesota
-$1.92M
5
Morgan Stanley
Morgan Stanley
New York
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$471K +$118K +1,909 +33%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$412K +$410K +6,664 New
PAG
28
Private Advisor Group
New Jersey
$407K -$10.1K -164 -2%
Jones Financial Companies
29
Jones Financial Companies
Missouri
$387K +$14.7K +238 +4%
WA
30
Waverly Advisors
Alabama
$386K +$2.15K +35 +0.6%
JP Morgan Chase
31
JP Morgan Chase
New York
$365K +$177K +2,872 +92%
Wealth Enhancement Advisory Services
32
Wealth Enhancement Advisory Services
Minnesota
$339K -$131K -2,130 -28%
HI
33
Harbour Investments
Wisconsin
$324K -$14.8K -241 -4%
AA
34
Advisory Alpha
Michigan
$308K +$985 +16 +0.3%
AA
35
Advisory Advocates
Michigan
$291K +$62 +1 +0%
MWA
36
Medallion Wealth Advisors
Connecticut
$289K -$28.4K -462 -9%
PWP
37
Prasad Wealth Partners
Ohio
$270K -$9.6K -156 -3%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$231K +$12.1K +196 +6%
FPAS
39
Focus Partners Advisor Solutions
Missouri
$226K – – –
NWM
40
Northwest Wealth Management
Iowa
$226K – – –
LFAS
41
Level Four Advisory Services
Texas
$222K – – –
Corient Private Wealth
42
Corient Private Wealth
Florida
$220K -$219K -3,565 -50%
WWMSC
43
Wagner Wealth Management (South Carolina)
South Carolina
$209K +$677 +11 +0.3%
SEIA
44
Signature Estate & Investment Advisors
California
$202K -$195K -3,169 -49%
PWAM
45
Private Wealth Asset Management
Iowa
$192K – – –
FFA
46
Founders Financial Alliance
North Carolina
$177K +$177K +2,867 New
CAL
47
Capital Analysts LLC
Pennsylvania
$122K – – –
CFD
48
Creative Financial Designs
Indiana
$91.2K -$1.91K -31 -2%
GI
49
GAMMA Investing
California
$77.8K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$73.8K -$2M -32,429 -96%
1
2
3

FYT Hedge Fund Activity: Q1 2026 in Review

66 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2026, worth a combined $109M — down 2.1% from $111M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 4 closed out — a net gain of 3 holders — while 23 added to existing stakes and 20 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $10.9M. The largest seller was Blueprint Financial Advisors, exiting entirely with an estimated $13.1M sold.

  • 66 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2026, up from 64 in Q4 2025.
  • Funds reported $109M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2026, down 2.1% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2026 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2026 was Cambridge Investment Research Advisors, an estimated $10.9M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2026 was Blueprint Financial Advisors, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2026.