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First Trust Small Cap Growth AlphaDEX Fund
FYC

117 hedge funds and large institutions have $419M invested in First Trust Small Cap Growth AlphaDEX Fund in 2025 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 47 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 11

81% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 26

27% more capital invested

Capital invested by funds: $330M → $419M (+$88.4M)

11% more funds holding

Funds holding: 105 → 117 (+12)

2.36% more ownership

Funds ownership: 70.91% → 73.27% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
117
Holders Change
+12
Holders Change %
+11.43%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
24
Increased
47
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Raymond James Financial
Raymond James Financial
Florida
+$16.4M
2
LPL Financial
LPL Financial
California
+$13.2M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.15M
4
RWA
Redhawk Wealth Advisors
Minnesota
+$5.36M
5
MML Investors Services
MML Investors Services
Massachusetts
+$4.97M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$19M
2
Bank of America
Bank of America
North Carolina
-$4.3M
3
Stifel Financial
Stifel Financial
Missouri
-$3.85M
4
Wells Fargo
Wells Fargo
California
-$2.67M
5
Two Sigma Investments
Two Sigma Investments
New York
-$2.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
76
Cornerstone Wealth Management
Missouri
$295K – – –
SF
77
Synovus Financial
Georgia
$280K -$17.4K -207 -6%
PA
78
PFG Advisors
Arizona
$275K +$256K +3,035 New
WE
79
Wealth Effects
Massachusetts
$259K +$241K +2,855 New
PB
80
Pinnacle Bancorp
Nebraska
$256K – – –
4WM
81
49 Wealth Management
Texas
$251K -$23.2K -275 -9%
WWMSC
82
Wagner Wealth Management (South Carolina)
South Carolina
$248K +$169 +2 +0.1%
GVAG
83
Great Valley Advisor Group
Delaware
$243K +$2.7K +32 +1%
PFA
84
Plotkin Financial Advisors
Maryland
$234K – – –
SI
85
Stephens Inc
Arkansas
$234K +$217K +2,579 New
Mariner
86
Mariner
Kansas
$227K +$211K +2,499 New
KeyBank National Association
87
KeyBank National Association
Ohio
$227K +$210K +2,497 New
WG
88
Warner Group
Connecticut
$225K +$209K +2,480 New
XF
89
XML Financial
Maryland
$218K +$202K +2,400 New
Wealth Enhancement Advisory Services
90
Wealth Enhancement Advisory Services
Minnesota
$211K +$194K +2,299 New
PTC
91
Private Trust Company
Ohio
$204K – – –
PSF
92
Pacific Sun Financial
California
$201K +$187K +2,220 New
FFA
93
Founders Financial Alliance
North Carolina
$189K +$175K +2,080 New
AAS
94
Ameritas Advisory Services
Nebraska
$168K – – –
CAL
95
Capital Analysts LLC
Pennsylvania
$111K +$53.3K +633 +107%
ASN
96
Advisory Services Network
Georgia
$99.6K +$92.5K +1,098 New
PWAM
97
Private Wealth Asset Management
Iowa
$98.3K – – –
GSWM
98
Golden State Wealth Management
California
$96.6K -$61.1K -725 -41%
HBW
99
Hazlett, Burt & Watson
West Virginia
$91K +$84.3K +1,000 New
Carson Wealth (CWM LLC)
100
Carson Wealth (CWM LLC)
Nebraska
$84K – – –
2 3
4
5 6

FYC Hedge Fund Activity: Q3 2025 in Review

117 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2025, worth a combined $419M — up 27% from $330M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FYC positions and 11 closed out — a net gain of 13 holders — while 47 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $16.4M. The largest seller was Morgan Stanley, cutting an estimated $19M.

  • 117 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2025, up from 105 in Q2 2025.
  • Funds reported $419M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2025, up 27% quarter-over-quarter.
  • 24 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2025 and 11 closed out, a net change of +13 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2025 was Raymond James Financial, an estimated $16.4M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2025 was Morgan Stanley, an estimated $19M sold.

Based on aggregated 13F filings for Q3 2025.