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First Trust Small Cap Growth AlphaDEX Fund

154 hedge funds and large institutions have $641M invested in First Trust Small Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 68 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 12

152% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 27

20% more capital invested

Capital invested by funds: $534M → $641M (+$107M)

12% more funds holding

Funds holding: 138154 (+16)

0.16% more ownership

Funds ownership: 71.88%72.04% (+0.16%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
154
Holders Change
+16
Holders Change %
+11.59%
% of All Funds
1.9%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
32
Increased
68
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EAM
51
Empirical Asset Management
Massachusetts
$1.48M -$135K -1,359 -8%
Goldman Sachs
52
Goldman Sachs
New York
$1.46M +$1.5M +15,019 New
BIG
53
Brookwood Investment Group
Arizona
$1.35M +$408K +4,100 +42%
MA
54
MONECO Advisors
Connecticut
$1.3M -$31.7K -318 -2%
CIS
55
Custom Index Systems
New York
$1.27M -$16.3K -164 -1%
Citadel Advisors
56
Citadel Advisors
Florida
$1.23M +$1.27M +12,711 New
SF
57
Summit Financial
New Jersey
$1.22M +$1.25M +12,570 New
MI
58
Moneywise Inc
Virginia
$1.16M -$74.5K -748 -6%
NWM
59
Nova Wealth Management
Florida
$1.13M +$312K +3,131 +37%
GIA
60
Gladstone Institutional Advisory
Florida
$1.13M +$1.16M +11,665 New
WWM
61
Western Wealth Management
Colorado
$1.11M +$50.9K +511 +5%
DADC
62
D.A. Davidson & Co
Montana
$1.04M +$1.07M +10,735 New
FFS
63
Founders Financial Securities
Maryland
$1.01M -$773K -7,765 -44%
OC
64
Oppenheimer & Co
New York
$1.01M
Wealth Enhancement Advisory Services
65
Wealth Enhancement Advisory Services
Minnesota
$956K +$688K +6,904 +249%
WH
66
Willner & Heller
California
$894K +$110K +1,106 +14%
SEM
67
Strategic Equity Management
Arizona
$875K -$34.6K -347 -4%
SA
68
Sylvest Advisors
Texas
$825K +$10.5K +105 +1%
TRCT
69
Tower Research Capital (TRC)
New York
$813K +$835K +8,379 New
Betterment LLC
70
Betterment LLC
New York
$798K +$819K +8,226 New
WPC
71
Wedmont Private Capital
Pennsylvania
$781K
ITG
72
Index Technologies Group
New York
$773K -$10.7K -107 -1%
CPA
73
Clear Point Advisors
New York
$752K +$23K +231 +3%
ATPW
74
Ashton Thomas Private Wealth
Arizona
$743K +$375K +3,763 +97%
DF
75
Dunhill Financial
United Kingdom
$684K